Consultation Paper II on Draft Regulations Pursuant to the Securities ...

Monetary Authority of Singapore Issues Consultation on Anti-Money ...

The Third Consultation Paper follows earlier consultations published by MAS and sets out the proposed draft Notices on Prevention of Money ...

CSA Consultation Paper 25-402 – Consultation on the Self ...

... requirements set out under securities laws. Regulated firms must ... ii) Regulatory costs and other inefficiencies. One SRO noted that ...

CP24/12*** | Consultation Paper - Financial Conduct Authority

[Note: Prospectus Regulation Art 2(a) definition of 'securities'] ... standards applied by third country issuers of securities pursuant to ...

MAS Consultation Paper on Draft Notices and Guidelines Pursuant ...

How might the MAS' new consultation paper on securities and futures affect the management of your assets? Read more to find out.

Consultation Paper on the Proposed Regulatory Regime for ... - SFC

Sections 286(2) and 289 of the Securities and Futures Act (Cap. 289) ... of a Depositary pursuant to any applicable laws and regulations is in fact ...

ESMA consults on LMTs for funds - Global Regulation Tomorrow

On 8 July 2024, the European Securities and Markets Authority (ESMA) issued two consultation papers on liquidity management tools (LMTs) for funds.

MAS Publishes Response to Feedback Received on Draft Notices ...

The 2020 Consultation Paper had proposed legal amendments to FAA-N13 Notice on Minimum Entry and Examination Requirements for Representatives of ...

submission-mas-consultation-paper-on-proposed-amendments-to ...

Consultation Paper II on Proposed Amendments to the Security and Futures Act on. Regulation of OTC Derivatives issued on August 3, 2012. 6 ...

MAS Consultation Paper on Draft Notices and Guidelines Pursuant ...

MAS Consultation Paper on Draft Notices and Guidelines Pursuant to the Securities and Futures Act ... The proposals in the present consultation ...

CONSULTATION PAPER - Our Events

for your submission to ease our collation efforts. Page 4. CONSULTATION PAPER II ON DRAFT REGULATIONS. PURSUANT TO THE SECURITIES AND FUTURES ...

The Bank of England's approach to enforcement

Consultation paper: The Bank of England's approach to enforcement: proposed ... Securities Sandbox) Regulations 2023. We will publish a ...

List of Public Consultation - ifsca

Consultation paper on draft IFSCA (Market ... Consultation paper on the proposed IFSCA (Issuance and Listing of Securities) Regulations, 2021.

Singapore - MAS Consults On Draft Notices And Guidelines In ...

3Please refer to the MAS' Consultation Paper I on Draft Regulations Pursuant to the Securities and Futures Act dated 28 April 2017and the ...

Consultation Paper - GLEIF

... pursuant to the requirements of Article 14(1)(b) ... (8). EBA has conducted open public consultations on the draft regulatory technical standards ...

Financial Regulation Weekly Bulletin - 14 November 2024

Click for our briefing on the PRA's consultation paper (CP14/24), published on 18 October 2024, on proposed amendments to the large exposures ...

Executive Order on the Safe, Secure, and Trustworthy Development ...

(ii) Include a requirement in the regulations proposed pursuant to ... Security Act of 2002 (Public Law 107-296). The Advisory ...

General Data Protection Regulation (GDPR) – Legal Text

Prior consultation · Art. 37. Designation of the data protection officer ... Section 2Security of personal data. Article 32Security of processing · Article ...

EBF response to the ESMA consultation paper on Draft Guidelines ...

EBF response to the ESMA consultation paper on Draft Guidelines on MiFID 2 product governance requirements ... We note that according to the draft Guidelines ...

Future regulatory regime for Environmental, Social and Governance ...

1.6. The consultation proposed that the regulated activity would be the direct provision of an assessment (rating, score, ranking, evaluation).

Final rule: Facilitating Capital Formation and Expanding Investment ...

... proposed Rule 906 of Regulation S, applicable to securities ... Clarke Letter; Carta Letter (noting that securities issued pursuant to Regulation ...