FUND GOVERNANCE PRACTICES
Fund Governance: Legal Duties of Investment Company Directors
of mutual fund and closed-end fund directors, the special duties of independent directors, and fund governance best practices ... fund governance best practices.
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See Overview of Fund Governance Practices 1994-2010, Investment Company. Institute and Independent Directors Council, available at http://www.ici.org/pdf ...
Stewardship - A voice for investors - Vanguard Group
Vanguard's Investment Stewardship team promotes corporate governance practices ... fund investors. Learn about our program · Learn about our program. Image of ...
... funds' governance practices during examinations over the past four years. The issues cited in a Nov. 4 risk alert surprised industry members and sparked ...
The Crucial Role of Independent Fund Directors
Institutional investors play a pivotal role in setting governance expectations and ensuring the accountability of directors, shaping the future of fund ...
SEC Division of Examinations Issues Registered Funds Risk Alert
Fund Governance Practices. Missing or Deficient Advisory Agreement Approvals: Fund boards failed to (1) timely review advisory and sub ...
Directors of each are held to fiduciary duties, charged with serving shareholders' interests, and expected to aspire to best practices. How- ever, there are ...
Corporate Governance | Office of the New York State Comptroller
The Comptroller's Program also evaluates the ESG policies and practices of the Fund's investment managers to assess their approach and commitment to ESG. As ...
Fund Boards of Directors / Trustees | Services & Industries
Overview · Insurance and indemnity arrangements · Director/trustee compensation issues · Fund governance, including audit committee responsibilities · Fund mergers ...
Corporate Governance :Office of the New York City Comptroller Brad ...
Principles of Good Governance · Accountability: Portfolio companies should adopt policies and practices by which the board of directors is accountable to ...
Luxembourg Fund Governance Survey 2022 - 11th edition
At a time of macroeconomic volatility and geopolitical instability the likes of which have not been seen in decades, good governance practices in the funds ...
Disentangling Mutual Fund Governance from Corporate Governance
Directors of each are held to fiduciary duties, charged with serving shareholders' interests, and aspire to best practices. But there are ...
Top of the Agenda - Regulatory - Fund Board Views
The Securities and Exchange Commission this week said it found "deficiencies" and "weaknesses" in mutual funds' governance practices during examinations ...
Positions Unchanged on SEC's Fund Governance Rules
The court vacated the SEC's requirement for an independent chair and 75% of independent directors on fund boards on July 20, 2006. Fidelity said it supports the ...
Unit-linked funds' governance review (follow up to PS18/8)
We reviewed firms' governance practices covering the value provided by unit-linked funds. This is part of wider work in this area, ...
that they are consistent with sound governance practices and legal requirements. From time to time the Board may establish new committees, or disband ...
SEC Adopts Final Rules on Investment Company Governance
companies (“funds”) that rely on those rules to adopt certain governance practices. ... fund governance standards,” incorporates the following ...
CalPERS' Governance & Sustainability Principles (PDF) - CA.gov
A vital part of this is ensuring that our investments, which fund around two-thirds of our pension payments every year, generate the highest ...
What is Fund governance | Capital.com
Governance responsibilities for an investment fund will depend on the requirements of the fund's jurisdiction and the terms set out in the fund's documents. In ...
Access fund governance information and committee charters for Nuveen's mutual fund and closed-end funds.