Final DOL Rule

DOL Fiduciary Rule | Client Tools - Eversheds Sutherland

Proposal 2.0, the April 2015 reproposal, which produced the April 2016 Final Rule 2.0 that greatly expanded the ERISA fiduciary definition and adopted the ...

DOL Finalizes Investment Advice Fiduciary Rule | Insights

The Final Regulations are effective September 23, 2024 (150 days following the regulations' publication in the Federal Register). The amendments ...

8 Important Changes in DOL's Final Fiduciary Rule

The final rule made a number of changes to the regular basis test, including restricting a regular basis fiduciary to someone who provides “ ...

DOL Finalizes Latest Iteration of ESG & Proxy Guidance

The United States Department of Labor (DOL) recently released final regulations (the Final Rule) that would allow retirement plan fiduciaries to consider ...

DOL Releases Final Investment Advice Fiduciary Rule - Ascensus

Primarily, the finalized amendments remove fiduciary investment advice from the list of covered transactions. As a result, investment advice ...

DOL Final Rule on ESG Factors to Take Effect February 1, 2023

The Final Rule clarifies the application of ERISA's fiduciary duties of prudence and loyalty to the selection of plan investments that ...

DOL Fiduciary Rule Saga Continues: 2024 Fiduciary Rule Halted by ...

Having seen three proposed rules, two final rules (2016, which was overturned in 2018, and 2024, which is the subject of this litigation), along ...

The DOL Retirement Security Final Rule: Highlights for Plan Sponsors

The Department of Labor's retirement security final rule is set to go in effect on September 23, 2024. The DOL definition of an investment ...

DOL redefines investment advice fiduciary, again - A&O Shearman

The U.S. Department of Labor (“DOL”) published (1) its final fiduciary rule (the “Final Rule”), expanding the scope of investment advice ...

DOL Publishes Final Rule Redefining Investment Advice Fiduciary

The DOL stated that its goal in issuing the final rule is to “protect retirement investors by requiring trusted advice providers to follow high standards of ...

CFP Board Statement on Final DOL Retirement Security Rule

CFP Board applauds the DOL for issuing the final Retirement Security Rule, which expands the definition of fiduciary advice under the Employee Retirement ...

Are District Court Rulings the 'Final End' For DOL's Fiduciary Rule?

Are District Court Rulings the 'Final End' For DOL's Fiduciary Rule? Two federal courts in Texas halted the DOL's new fiduciary rule. An appeal ...

The DOL's Final Fiduciary Rule Is Here. See What's Inside! - Forbes

This landmark rule aims to safeguard the interests of retirement savers by redefining the investment advice fiduciary under the Employee Retirement Income ...

Major Differences Between DOL's Proposed and Final ERISA ...

Next, the DOL extended the final rule's effective date and the compliance period from its original proposal. Their original proposal called for ...

The Department of Labor's Final Investment Advice Rule

This Alert describes the changes to the definition of “investment advice” and related concepts under the Final Regulation and to PTE 2020-02.

Department of Labor Finalizes Changes to Its Fiduciary Rules

On April 25, 2024, the Department of Labor (“DOL”) published a final rule (the “Final Rule”) regarding when providing investment advice results in the ...

Final DOL Fiduciary Rule - McKonly & Asbury

The Final Rule · is based on review of the retirement investor's particular needs or individual circumstances; · reflects the application of ...

NAIC Releases Statement on the Final DOL Fiduciary Rule

“We continue to have significant concerns about the potential impact of the Department of Labor's (DOL) final fiduciary rule on access and ...

DOL Releases Final Fiduciary Rule - ThinkAdvisor

DOL Releases Final Fiduciary Rule ... The Labor Department said Tuesday that it has finalized its new fiduciary rule — the Retirement Security ...

Understanding the Department of Labor Final Fiduciary Rule

The rule defines who is an investment advice fiduciary for the purposes of the Employee Retirement Income Security Act (ERISA) and the Internal Revenue Code.