Rule Filings
Recent FINRA Rule Filings - SECLaw
A complete list of all FINRA rule filings, with the status of each, is available at FINRA's website.
Administrative Register | Tennessee Secretary of State
filings. Current Filings. Announcements · Emergency Rules · Pending Rules (includes proposed and rulemaking hearing rule filings); Rulemaking Hearing Notices ...
FINRA Rule Filings Archives - Red Oak Compliance Solutions
FINRA is filing with the Securities and Exchange Commission (SEC or Commission) a proposed rule change to permit projections of performance in institutional ...
OCC - By-Laws and Rules - Options Clearing Corporation
Note: Rule filings are deleted from this list and integrated into the By-Laws and Rules in accordance with applicable regulatory requirements.
Current Rules of Practice & Procedure | United States Courts
Below are links to the national federal rules and forms in effect, as well as local rules (which are required to be consistent with the national rules)
Rate, Rule & Form Filings – Public Access
SERFF Public Access: The System for Electronic Rates & Forms Filing (SERFF)
State Archives - Oregon Administrative Rules (OARs)
Welcome to the database for the Oregon Administrative Rules. You have all the rules and filings for Oregon in one easy to search location.
CFTC REGULATION 40.6(A) CERTIFICATION Submission of Rule Amendments to Nodal Exchange Rulebook Appendix B – Minimum Block Size and Nodal Electronic Trade Error ...
TJB | Rules & Forms | Rules & Standards - Texas Judicial Branch
This website was created in response to Texas Rule of Civil Procedure 3a, Texas Rule of Appellate Procedure 1.2, and Texas Rule of Judicial Administration 10, ...
Permanent rule filing - Colorado Secretary of State
File a notice of rulemaking. All of the amendments for a specific Colorado Code of Regulations section can be included in one filing.
RBsourceFilings: SEC Law, Rules & Regulation Research Tools
RBsourceFilings – Intuitive navigation to Laws & Regulations, Forms, and SEC Guidance, as well as Integrated SEC Filings, SEC No-Action Letters, SEC Staff ...
Filing and Rules - Supreme Court
Filing and Rules. The Court's Rules and various forms of guidance to filers can be obtained on the "Rules and Guidance” page. The Court's Rules are formally ...
Property Insurers: Filing Instructions | Department of Financial Services
Any submission of a rate, rating plan, rating rule, rating manual, rating classification, territory, or insurance contract or policy form to be made through ...
Industry Filings: Clearing Organization Rules | CFTC
Clearing Organization Rules ; ICECC, The primary purpose of the proposed rule change is to make changes to the ICE Clear Credit End-of-Day Price Discovery Policy ...
Rules & Regulations - Arkansas Secretary of State
seq., requires state agencies, boards and commissions to file with the Secretary of State a copy of each rule adopted by the filing group. ACA 25-15-218 ...
Property and Casualty Rate/Rule Filing Procedures
Except as noted below, a rate/rule filing is required by every insurer within 30 days after new rates/rules become effective for all lines of property and ...
Oregon Health Authority : Chapter 410 Permanent Rule Filings
This page lists all recent Medical Assistance Program (Chapter 410) Oregon Administrative Rule permanent rule revisions filed by the Health Systems ...
Insurance Rates/Rules Filing | disb
The Department of Insurance, Securities, and Banking (DISB) requires all insurers to file rates and rules with DISB for review. The rates/rules must be ...
Rule Filings | Washington State Department of Children, Youth, and ...
Semi-Annual Rule-Making AgendaJuly 1 – December 31, 2024This report is a list of rules that will be under development by DCYF from July 1 through December ...
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