SEC Adopts Schedule 13D and 13G Reform

SEC Adopts 13D/13G Amendments - Investment Fund Law Blog

shorten the initial Schedule 13G filing deadline for qualified institutional investors and exempt investors from 45 days after the end of a ...

SEC Amends Beneficial Ownership Reporting Rules, Shortening ...

Changes to SEC beneficial ownership rules shorten Schedules 13D and 13G filing deadlines. The agency also provided guidance on the meaning ...

Impending Effectiveness of New Schedule 13D and 13G Amendments

January 17, 2024 - This is a reminder that on October 10, 2023, the Securities and Exchange Commission (“SEC”) adopted amendments to modernize the rules ...

SEC Adopts Amendments to Regulation 13D-G - Seward & Kissel LLP

In particular, the Amendments: (i) accelerate initial and amendment deadlines for Schedule 13D and 13G filings; (ii) clarify the Schedule 13D ...

Section 13(d) Reform: SEC Adopts Final Rules!

– Require that Schedule 13D and 13G filings be made using a structured, machine-readable data language. Here's more on the new filing deadlines, ...

SEC Adopts Changes to Schedule 13D and Schedule 13G Reporting

On October 10, 2023, the Securities and Exchange Commission (SEC) voted 4 to 1 to adopt amendments to the rules relating to Schedule 13D and ...

SEC Adopts Rule Amendments to Beneficial Ownership Reporting

Sections 13(d) and 13(g) of the Securities Exchange Act of 1934 (the “Exchange Act”), together with. Regulation 13D-G promulgated thereunder, ...

SEC Adopts Amendments to 13D/G Beneficial Ownership ...

Initial Schedule 13D filings must be made within five business days instead of ten calendar days. · Initial Schedule 13G filings for Passive ...

SEC Adopts Amendments to Modernize Beneficial Ownership ...

The amendment changes the initial Schedule 13G filing deadline to 45 days after calendar quarter-end for QIIs (those investors subject to rule ...

SEC Adopts Final Rules Amending and Modernizing Beneficial ...

The SEC has modernized beneficial ownership reporting rules under Sections 13D and 13G of the Securities Exchange Act of 1934.

SEC Adopts Amendments Modernizing Beneficial Ownership ...

Schedule 13G for Qualified Institutional Investors (Exchange Act Rule 13d-1(b) Filers) ... Initial Filing Deadline: 45 days after calendar quarter ...

SEC Amends Rules for Reporting Beneficial Ownership on ...

... (SEC) adopted amendments ... SEC Amends Rules for Reporting Beneficial Ownership on Schedules 13D and 13G ... Schedule 13D Amendment. Promptly after ...

SEC Adopts Amendments for Reporting Beneficial Ownership on ...

On October 10, 2023, the U.S. Securities and Exchange Commission (the “SEC”) adopted changes to Schedules. 13D and 13G relating to ...

The SEC Catches Schedule 13D and 13G Filings Up to Speed with ...

On Oct. 10, the U.S. Securities and Exchange Commission (SEC) announced that it adopted final rules amending Sections 13(d) and 13(g) of the ...

Changes to Schedule 13D and 13G: Keating Muething & Klekamp PLL

Changes to Schedule 13D and 13G: SEC Adopts Amendments Modernizing Beneficial Ownership Reporting · Schedules 13D and 13G Filing Deadlines:.

SEC Adopts Final Rules to Amend Beneficial Ownership Reporting ...

In brief, the Final Rules accelerate the filing deadlines for Schedules 13D and 13G, provide guidance on the formation of a “group” and provide guidance on the ...

SEC Adopts Significant Amendments to Beneficial Ownership ...

Schedule 13D · (starting Feb. 5, 2024). Initial 13D Due Date (under Rule 13d-1(a)) ; Schedule 13G filed by Qualified Institutional Investors (“ ...

SEC Adopts Amendments to Beneficial Ownership Reporting Rules

Compliance with the revised Schedule 13G filing deadlines will be required beginning September 30, 2024, and compliance with the structured data ...

Final SEC Rules Amending Schedule 13G and 13D Beneficial ...

On Oct. 10, 2023, the SEC adopted amendments to the rules governing beneficial ownership reporting on Schedule 13G and 13D (“Final Rules”).

SEC Adopts Modernization Changes to Schedule 13D and ...

Sections 13(d) and 13(g) of the Exchange Act require any person or group of persons who, directly or indirectly, acquire or hold beneficial ...