The DOL's final fiduciary rule expands the scope of investment ...

Here We Go Again: DOL Proposes New Fiduciary Rule - K&L Gates

The Proposed Rule is DOL's fourth try since 2010 to expand investment advice fiduciary status. The first attempt was abandoned due to ...

Everything You Need to Know About the DOL Fiduciary Rule

The Department of Labor (DOL) expanded the “investment advice fiduciary” definition, but it was vacated by a Federal Appeals Court for being "unreasonable."

TRICK-or-TREAT? DOL Proposes Spooky New “Retirement Security ...

TRICK-or-TREAT? DOL Proposes Spooky New “Retirement Security Rule” That Would Expand the Scope of Fiduciary “Investment Advice” · Broader ...

Update on DOL's Proposed Rule Regarding Definition of ...

The DOL indicated that these changes are intended to encourage investment advice fiduciaries to solely utilize PTE 2020-02 for covered ...

DOL Proposes Fiduciary Investment Advice Regulations

On November 3, 2023, the Department of Labor proposed regulations that would, if adopted, significantly expand the circumstances in which a ...

DOL Proposes Expanded Definition of Investment Advice Fiduciary

The Department of Labor (DOL) recently released a regulatory package that includes a proposed amendment to the regulations that define what ...

TRICK-or-TREAT? DOL Proposes Spooky New “Retirement Security ...

TRICK-or-TREAT? DOL Proposes Spooky New “Retirement Security Rule” That Would Expand the Scope of Fiduciary “Investment Advice”. Employee ...

The DOL's Final "Fiduciary" Rule—Countdown to Implementation ...

... fiduciary as a result of giving "investment ... The DOL also revised the Final Rule to allow asset allocation models and interactive investment ...

DOL Finalizes Investment Fiduciary Rule | Smith Gambrell Russell

On Tuesday, April 23, 2024, the Department of Labor (the “DOL”) issued final regulations regarding investment fiduciary obligations and the ...

Retirement Security Rule: Definition of an Investment Advice Fiduciary

The Department of Labor (Department) is adopting a final rule ... Thus, the final rule extends ERISA fiduciary status to covered ...

Yet Another DOL Fiduciary Rule Released: Will the 'Regular Basis ...

The Final Release will likely expand the situations in which market participants will be deemed to be “investment advice” fiduciaries under ...

DOL Fiduciary Rule 2024: What It Means for Investors - Morningstar

The rule covers cases where an investor is saving for retirement through a workplace retirement plan, such as a 401(k), or other type of retirement plan, such ...

U.S. Department of Labor Publishes its Newest Fiduciary Rule

Although the investment advice fiduciary standard in the Final Rule is similar to the standard initially proposed in the Proposed Rule, the ...

DOL's 2024 Fiduciary Rule | John Hancock Retirement

Released in April 2024 with a September effective date, this rule defines when a person is an investment advice fiduciary under ERISA and ...

Coming Attractions—The Final Fiduciary Rules Are on the Horizon

The expanded definition of fiduciary advice in the regulation will cause many more people and firms to be fiduciaries when they make investment ...

Department of Labor Finalizes Changes to Its Fiduciary Rules

The Final Rule significantly expands the range of activities that constitute investment advice from the existing ERISA rules, but is less broad than the 2023 ...

The Latest Changes Made to the DOL's Final Fiduciary Rule

This includes extending fiduciary status to investment advisors, insurance agents, and other professionals who provide retirement savings ...

The Department of Labor's Finalized Fiduciary Rule; What You Need ...

The regulatory package also includes new and revised class exemptions necessitated by the scope of the revised fiduciary definition. The DOL ...

Fiduciary Rule Proposal - Executive Summary - SIFMA

The net effect is that this proposal, if enacted, would limit the ability of Americans to continue to receive personalized investment guidance ...

DOL Amends Fiduciary Advice Definition Regulation

On April 23, 2024, the U.S. Department of Labor (“DOL” or “Department”) issued a final regulatory package amending its fiduciary investment ...