- Cross|Border Application of the Registration Thresholds and Certain ...🔍
- Concurring Statement of Commissioner Caroline D. Pham on Novel ...🔍
- A Farewell to ANE🔍
- Cross|Border Representation Letter🔍
- CFTC Cross|Border Guidance Frequently Asked Questions🔍
- cftc|proposes|revision|and|codification|of|cross|border|swaps ...🔍
- Final Rules and Interpretations i) Further Defining “Swap🔍
- CFTC Final Cross|Border Swaps Rule🔍
What to Know About the New CFTC Cross|Border Swaps Regime
Cross-Border Application of the Registration Thresholds and Certain ...
In 2010, the Dodd-Frank Act amended the CEA to, among other things, establish a new regulatory framework for swaps. Added in the wake of the ...
Concurring Statement of Commissioner Caroline D. Pham on Novel ...
... cross-border regulatory regime established under Part 1[2], Part 3[3], Part 30[4], Part 4[5], and Part 23[6] of CFTC regulations in favor of ...
A Farewell to ANE: CFTC Proposes Rule to Improve Regulation of ...
The identification of cross-border swaps or swap positions a person would need to consider when determining whether it needs to register with ...
Cross-Border Representation Letter
Allows market participants to provide counterparties with status representations needed to determine whether compliance with various CFTC swap regulations is ...
CFTC Cross-Border Guidance Frequently Asked Questions
No. U.S. swap dealers and U.S. major swap participants are generally expected to comply in full with all of the Entity-Level Requirements and Transaction-Level ...
10 See CFTC Rule 23.402(d); Cross-Border Margin Rule, 81. FR at 34827 ... As noted above, the Proposed Rules include a new category of ...
Final Rules and Interpretations i) Further Defining “Swap,” “Security ...
futures trading under Rule 3a12-8 are swaps subject to regulation by the CFTC if certain conditions are ... products to evade the new regulatory regime for swaps.
CFTC Final Cross-Border Swaps Rule - AB Trading Advisors
The CFTC was a 'first mover' in the attempt to implement the global swaps reforms agreed by the G20 leaders at the Pittsburgh G20 Summit in 2009 ...
The CFTC's Cross-Border Guidance for Swaps and Substituted ...
A commitment to the substituted compliance regime did not prevent the CFTC from agreeing to another approach entirely just days before the ...
CFTC Adopts New Cross-Border Swaps Rules - United States
The CFTC voted to adopt new rules to address the cross-border application of a number of swaps requirements; the CFTC took related actions ...
Capco Intelligence: CFTC Issues Cross-Border Rule
This new Rule, therefore, is different from the SEC's recent cross-border rules for Security-Based Swaps (SBS) and effectively treats all ...
The Commodity Futures Trading Commission's Swaps Cross-Border ...
... new definitions; the CFTC's policy on a non-US swap dealer's use of agents ... regulations of their home country regulatory regimes. Read the full ...
US Derivatives Regulation: Cross-Border Application of Swaps Rules
A Practice Note detailing CFTC and SEC rules on the extraterritorial application of swaps rules enacted under Title VII of the Dodd-Frank Act. This Note ...
CFTC Scales Back Oversight of Cross-Border Swaps Trading - WSJ
Measure defers to overseas regulators to supervise U.S. banks trading through foreign affiliates · What to Read Next.
CFTC approves cross-border requirements for swaps participants | FIA
The US Commodity Futures Trading Commission passed its first binding rule on cross-border registration requirements for swap market ...
CFTC Proposes Cross-Border Swap Dealer Threshold Revamp ...
The CFTC proposed a rule that would revise the cross-border application of the registration thresholds applicable to swap dealers (SDs) and ...
CFTC Issues Final Guidance on Cross-Border Application of Swap ...
This cross-border guidance takes the form of documents entitled "Interpretive Guidance and Policy Statement Regarding Compliance with Certain ...
Futures Trading Commission on the subject of proposed CFTC cross-border releases on swap regulations ... be newly gathered and applied as part of the new swap ...
CFTC Proposes Rules on Cross-Border Application of Swap ...
The Proposal is specifically addressed to "cross-border" swap transactions and/or positions wherein at least one counterparty is either a non- ...
CFTC approves exemptive order on cross-border application of ...
The purpose of the order is to foster an orderly phase in to the new swaps regulatory regime and to provide market participants greater certainty regarding ...