exempt security definition

exempt security definition · LSData

homestead exemption definition · LSData - LSD.Law

Different states have different rules about how much of the homestead is protected, but the idea is to make sure that people have a safe and secure place to ...

502.201 Exempt securities. All of the following securities are exempt ...

A security, including a revenue obligation or a separate security as defined in rule 131, 17 C.F.R. §230.131, adopted by the securities and exchange commission ...

direct placement definition · LSData - LSD.Law

This type of offering is exempt from SEC filing requirements ... LSData · Sign in · Register. Students. LSD ... Direct placement refers to the sale of securities ...

Dodd-Frank: Title IV - Regulation of Advisers to Hedge Funds and ...

Definition: Title IV of the Dodd-Frank Act ... Some advisers are exempt from these rules, but most have to follow them. ... LSData. Hand coded by two dudes in ...

What Constitutes a Security and Requirements Relating to the Offer ...

Regulation A is an exemption from registration for public offerings made by non-reporting companies, provided that offerings made pursuant to ...

diplomatic immunity definition · LSData - LSD.Law

Definition: Diplomatic immunity is a general exemption of diplomatic ministers from the operation of local law. This means that they are not subject to the ...

writ of privilege definition · LSData - LSD.Law

Definition: A writ of privilege is a legal document that enforces or maintains a privilege. It is often used to secure the release of a person who is ...

newsman's privilege definition · LSData - LSD.Law

... exemption to a duty ... LSData · Sign in · Register. Students. LSD Briefs · My Outlines · LSDefine Dictionary ... security is at risk. new series | newspaper.

uniform securities act | nasaa

included in the definition of security and exempted from registration state securities administrators can bring enforcement actions concerning variable ...

Freedom of Information Act (FOIA) definition · LSData - LSD.Law

However, certain types of information, such as classified national security information or personal privacy information, may be exempt from disclosure under ...

municipal bonds definition - LSD.Law

LSData · Sign in · Register. Students. LSD Briefs · My Outlines · LSDefine Dictionary ... Municipal bonds are a type of debt security that is sold through banks ...

Aiken exemption definition · LSData - LSD.Law

The Aiken exemption is a legal exception that allows small retail establishments to play radio and television broadcasts without obtaining a license.

Uniform Gifts to Minors Act (UGMA) definition - LSD.Law

... securities to be given to minors through a UGMA account ... LSData · Sign in · Register. Students. LSD Briefs · My Outlines · LSDefine Dictionary ... The gift is ...

forma pauperis definition · LSData - LSD.Law

Forma Pauperis: This is a Latin term that means "in the manner of a pauper". It refers to the legal right of a poor person to be exempted from paying court fees ...

mace-greff definition · LSData - LSD.Law

Definition: To exempt from an arrest; to secure against an arrest. Example: The diplomat was mace-proof due to their immunity from prosecution. Explanation ...