insider trading definition

insider trading definition · LSData

organizational crime definition · LSData - LSD.Law

For instance, if a company's executives engage in insider trading, they are committing organizational crime. Similarly, if a corporation knowingly sells a ...

insider trading | Wex | US Law | LII / Legal Information Institute

Because friends do not satisfy the definition of an insider, a problem arose regarding how to prosecute these individuals. Today, a friend who receives such a ...

investment discretion definition - LSD.Law

A corporate insider who has access to non-public information about their company's financial performance may have investment discretion over their own personal ...

public float definition · LSData - LSD.Law

For example, if a company has 1 million outstanding shares and 200,000 of those shares are held by insiders, the public float would be 800,000 shares. If the ...

occupational crime definition · LSData - LSD.Law

This can include embezzlement, fraud, insider trading, and bribery. For example, a financial advisor who uses their position to make trades for their own ...

misappropriation theory definition · LSData - LSD.Law

The misappropriation theory is designed to protect the integrity of the securities market and prevent insider trading. It ensures that people who owe a duty ...

Insider Trading | Practical Law - Westlaw

The purchase or sale of a security while in possession of material, nonpublic information in violation of a duty not to trade. Insider trading law has ...

high crime definition · LSData - LSD.Law

Economic crime: A nonphysical crime committed to obtain a financial gain or a professional advantage, such as embezzlement, tax evasion, and insider trading.

disgorgement definition · LSData - LSD.Law

Example: In a case where a company is found to have engaged in insider trading, the court may order the company to disgorge any profits it made from the illegal ...

Wells Submission definition · LSData - LSD.Law

Another example could be an individual who receives a Wells Notice for insider trading. The individual can then submit a Wells Submission to the SEC, which ...

Insider Trading - The Legal and Illegal - SECLaw

Illegal insider trading is a serious securities law violation that carries potential civil and criminal penalties. · Insider Trading Definition · Examples of ...

Misappropriation definition · LSData - LSD.Law

Wells Notice definition · LSData - LSD.Law

John is being investigated by the SEC for insider trading. He receives a Wells Notice that tells him the SEC plans to charge him with breaking the law. John ...

Kamin V American Express Company - Stephen M. Bainbridge Copy ...

insider trading (e.g., Salman, Martoma, and Dozorkho) and fraud on the market. Extensively revised and updated Chapter on. Mergers & Acquisitions discussing ...

Scienter definition · LSData - LSD.Law

They had the intent or knowledge of wrongdoing, which is a key element in proving certain legal claims, such as fraud or insider trading. School District of ...

Insider trading Definition & Meaning - Merriam-Webster

The meaning of INSIDER TRADING is the illegal use of information available only to insiders in order to make a profit in financial trading.

tipper definition · LSData - LSD.Law

Definition: A tipper is a person who has access to confidential or insider information and selectively discloses that information for personal gain or trading ...

insolvency definition · LSData - LSD.Law

However, the legal and political processes for dealing with sovereign insolvency are different from those for individuals and companies. insider trading | ...

class action definition · LSData - LSD.Law

Clayton Antitrust Act definition - LSD.Law

Another example is when the Federal Trade Commission (FTC) sued Qualcomm, a company that makes chips for smartphones. The FTC accused Qualcomm of charging ...