A Primer on SEC Investigations and Enforcement Actions Related to
Harold K. Gordon | Advogados | Jones Day
He also has defended clients in SEC, state attorney general and internal board committee investigations, and enforcement proceedings and in high-stakes ...
Securities Tokens, Securities Violations, Enforcement Actions | JD ...
On August 7, 2024, nearly four years after the SEC filed its complaint alleging Ripple sold XRP in unregistered securities transactions in violation of ...
SEC Enforcement Heats up on Key Public Company Topics
The U.S. Securities and Exchange Commission's ("SEC") Division of Enforcement has recently brought a spate of enforcement actions relating ...
Ernst & Young, Former Partners Charged With Violating Auditor ...
First SEC Enforcement Actions for Auditor Independence Failures Due to Close Personal Relationships ... The SEC's investigation involving ...
SEC investigations after Dodd-Frank: a primer for hedge fund ...
While doing so will have caused unnecessary alarm to investors if the investigation is later closed without Commission action, companies prefer ...
Summary of the HIPAA Security Rule - HHS.gov
... compliance activities and civil money ... enforcement of the Privacy Rule, and may conduct complaint investigations and compliance reviews.
Neal J. Stephens | 團隊 | 繁體中文 | Jones Day
... related DOJ and SEC investigations. Fortune 500 company conducts internal investigation related to potential FCPA violations in BrazilJones Day advised a ...
Chapter 11 - Bankruptcy Basics | United States Courts
An individual cannot file under chapter 11 or any other chapter if, during the preceding 180 days, a prior bankruptcy petition was dismissed due to the debtor's ...
FCPA Industry Sweep Strikes Hollywood | Government Contracts ...
... a primer on the FCPA. The latest developments in this area relate to an investigation of the motion picture industry and its activities in China. On April ...
US polls 2024: Crypto sector expects smooth ride as Gensler's SEC ...
The SEC has often touted its success in court in obtaining judgments that align with its view that decades-old securities laws apply to the ...
Michael Bahar | Partner, Co-Lead of Global Cybersecurity and Data ...
defend data breach and cryptocurrency class actions; respond to congressional inquiries and investigations; develop, adopt and roll out revolutionary ...
The Harvard Law School Forum on Corporate Governance | The ...
On September 26, 2024, the SEC announced settlement of an enforcement action against a sports betting and online gaming company for selectively disclosing ...
Navigating Finance-Related SEC Investigations and Enforcement ...
SEC investigations and enforcement actions are crucial for maintaining the integrity of financial markets. They prevent misconduct that could ...
Information Security Policy Templates - SANS Institute
SANS CISO Primer: 4 Cyber Trends. This CISO Primer highlights four major ... Simple form to capture basic information related to incident communication.
Homeopathy, also known as homeopathic medicine, is a medical system that was developed in Germany more than 200 years ago.
What To Know About Cryptocurrency and Scams | Consumer Advice
If you click the link in any message, answer the call, or call back the number on the pop-up, you'll be connected to a scammer. Scammers impersonate new or ...
Republic Act 10173 - Data Privacy Act of 2012
... investigation related to a serious breach. Back To Top. CHAPTER VI ACCOUNTABILITY FOR TRANSFER OF PERSONAL INFORMATION. SEC. 21. Principle of Accountability ...
High-level summary of the AI Act | EU Artificial Intelligence Act
In this article we provide you with a high-level summary of the AI Act, selecting the parts which are most likely to be relevant to you regardless of who you ...
Cybersecurity Courses & Certifications - SANS Institute
... investigations, intellectual property theft inquiries, and civil or criminal litigation. ... enforcement, intelligence operations, and a variety of private ...
SEC Investigations - Latham & Watkins LLP
The Staff states consistently that SEC investigations aim to determine whether securities law violations occurred. In correspondence related to ...