For Recordkeepers

OSHA Injury and Illness Recordkeeping and Reporting Requirements

Establishments that meet certain size and industry criteria are required to electronically submit injury and illness data from their OSHA Form 300A, 300, and ...

DOL Releases New Cybersecurity Guidelines for Recordkeepers

In April 2021, the Department of Labor (DOL) announced guidelines for recordkeepers. Learn more!

The changing retirement recordkeeping landscape in the US

How consolidation drives scale in recordkeeping. This consolidation in the industry is partly driven by the search for scale that can create two ...

Fighting Cyber Fraud: An Introduction to Cyber Insurance for ...

Now more than ever, retirement plan recordkeepers are at risk of cyber fraud. But there are ways to minimize your exposure. Here's how.

Recordkeepers Beat Out External Managers for IRA Rollovers

While new research finds recordkeepers took the lead for overall rollover count in 2022, IRA providers outside of employer retirement plans ...

What is a Recordkeeper? - 401k Plan Advisor

The recordkeeper is responsible for keeping accurate and up-to-date records for each participant in the 401(k) plan. This includes tracking contributions, ...

Participant Disclosure Regulations: Challenges for Recordkeepers

The purpose of the regulation, which was issued under Section 404 of ERISA, is to ensure that defined contribution plan participants are aware ...

Summary of Selected Recordkeeping Obligations in 29 CFR Part 1602

Labor Unions which are "referral unions" must retain all membership and referral records (including applications for same) for a period of one year from the ...

What is a recordkeeper? | Investing Definitions - Morningstar

A recordkeeper keeps track of retirement plan assets.

Recordkeepers - Fiduciary Decisions

A platform that enables you to protect your existing revenue, sell more effectively, meet regulatory requirements and access leading edge insights.

HHS Policy for Records Management

This Policy provides the requirements for creating, maintaining, using, and dispositioning records, regardless of media, while protecting and safeguarding HHS ...

Yet Another 404(a)(5) Thread for Recordkeepers - BenefitsLink

If the fees are not known at the time of disclosure, an identification of the services that are expected to be performed and the allocation ...

The Value of a Good Recordkeeper | Cary Street Partners

We believe that “good” recordkeepers have established processes to gather data and catch issues as the information is provided.

Recordkeeping and Plan Design | Morgan Stanley at Work

We can help you review and evaluate available plan designs and informal funding strategies through a needs-based assessment.

Are record keepers friend or foe to 401(k) advisers? - InvestmentNews

Many retirement plan advisers and executives at large retirement-focused financial advisory firms agree that record keepers are getting more ...

elaws - OSHA Recordkeeping Advisor - U.S. Department of Labor

OSHA Recordkeeping Advisor provides employers information on how to address the Federal requirement to report and record work-related injuries and illnesses.

Cybersecurity still key issue for record keepers

Defined contribution record keepers continued to focus on financial wellness, cybersecurity and digital engagement in 2018 — a year in which ...

Independent 401(k) Record Keepers Offer Alternatives

Independent 401(k) Record Keepers Offer Alternatives. As RPAs go after participants and need data, firms like iJoin provide options.

Records Management Regulations, Policy, and Guidance

The Records Management Policy and Outreach Program, under the Office of the Chief Records Officer for the U.S. Government, is responsible ...

We Partner With Recordkeepers - Commonwealth

We collaborate with recordkeepers, retirement associations, and others to provide research-backed insights and innovations that address the unique needs of ...