- Proposed Rules🔍
- Central clearing might not solve US Treasury snafus🔍
- Regulatory Update and Recent SEC Actions🔍
- SEC Adopts Treasury Clearing Rule🔍
- Demystifying the SEC's upcoming Treasury Clearing Mandate and ...🔍
- Final Rules and Interpretations i) Further Defining “Swap🔍
- SEC Scraps Swing Pricing Proposal🔍
- Regulatory Capital Rule🔍
SEC Releases Final Rule Broadly Requiring Central Clearing of ...
Proposed Rules - Office of Financial Research
adopted a final rule requiring U.S. global ... which the trade reported to the central counterparty is for a category of securities as opposed to ...
Central clearing might not solve US Treasury snafus - Financial Times
Today's adopting release addresses clearing of Treasury securities in two important ways. First, the final rules make changes to enhance ...
Regulatory Update and Recent SEC Actions | Blank Rome LLP
The SEC adopted rule amendments, on March 6, 2024, that update the disclosure required under Rule 605 of Regulation NMS for order executions in ...
SEC Adopts Treasury Clearing Rule - Cleary Gottlieb
The Final Rule will dramatically change the way market participants execute and settle UST repos and cash transactions and require firms to enter into new ...
Final rule: Reporting of Securities Loans
See, e.g., Form N-CEN, Item C.6 (requiring general disclosures relating to an investment company's securities lending activities); Form ...
Demystifying the SEC's upcoming Treasury Clearing Mandate and ...
The United States Securities and Exchange Commission's (SEC) Treasury Clearing Mandate – announced on December 13, 2023 – will require a ...
Final Rules and Interpretations i) Further Defining “Swap,” “Security ...
Section 721 of the Dodd-Frank Act amends the Commodity Exchange Act (“CEA”) by adding definitions of the terms “swap,” “security-based swap,” and “security- ...
SEC Scraps Swing Pricing Proposal, Removes Redemption Gates ...
The Final Rule also eliminates redemption gates and the link between weekly liquid assets and liquidity fees which were part of the 2014 ...
Regulatory Capital Rule - FDIC
... SEC of a final rule requiring increased central clearing of U.S. Treasury security repurchase transactions and certain secondary market cash ...
Federal Register/Vol. 87, No. 18/Thursday, January 27, 2022/Rules ...
The U.S.. Department of the Treasury (Treasury) issued an interim final rule implementing the SLFRF program on. May 10, 2021 3 and has since ...
Final Rule Community Reinvestment Act Regulations - OCC.gov
The Proposed Rule would have required banks to comply with the final rule ... that the broader definition of qualifying activities in the June ...
SEC Regulatory Agenda – Selected Final and Proposed Rules
New SEC rules with upcoming compliance dates ; Asset Managers and other market participants are now required to report the terms of securities loans to FINRA by ...
SEC Adopts Final Clearing Submission Rules for Security-based ...
SBS that are subject to the mandatory Dodd-Frank clearing requirement must be cleared through a clearing agency registered with the SEC. Security-based Swap ...
Statement on Clearing Agency Governance and Conflicts of Interest
The Commission has adopted a new rule under the Securities Exchange Act of 1934 to establish governance standards for registered clearing agencies.
CLS Blue Sky Blog | Columbia Law School's Blog on Corporations ...
News and analysis on securities regulation, capital markets, corporate governance, M&A, Dodd-Frank, financial reform, the SEC, insider trading, and more.
DATE: October 16, 2015 MEMORANDUM TO: Board of Directors ...
... final rule is to adopt margin rules required by the Dodd-. Frank Act. In establishing margin requirements, the Dodd-Frank Act requires the agencies to impose ...
In addition to FICC, DTCC also owns DTC, the world's largest central securities depository and a SEC-registered clearing agency for the ...
In the Market: Treasury market braces for seismic SEC rule | Reuters
Treasury market participants expect U.S. regulators to soon finalize a major rule aimed at reining in debt-fueled bets by hedge funds and ...
FORsights™ Broker-Dealer SEC Regulatory Update ... - Forvis Mazars
On December 13, 2023, the SEC issued a final rule expanding the use of central clearing for U.S. Treasury securities for secondary market transactions, ...
Major Changes Ahead At The SEC In The Trump Administration
On March 6, 2024, the SEC finalized a historic set of climate disclosure rules that were originally proposed by the commission in 2022. Although ...