Thematic Review of Product Development and Governance

1 Julia Hoggett Head of Investment Bank Supervision The Financial ...

Structured Products: Thematic Review of Product Development and Governance. ("TR15/2"). The Joint Associations Committee ("JAC"), on behalf of ...

thematic review - Simon Fraser University

... design, Policy Studies Review 7,. 4, 705–19. Dunlop, CA, 2009, The temporal ... policy portfolio design, Politics and Governance 1, 2, 170–82. Ingram, H ...

TECC MiFID II: Product Governance - SHCOG

• TR15/2 - Structured Products: Thematic review of product development and governance. BACKGROUND. 2. Page 3. Latham & Watkins is the business ...

Thematic Review on Corporate Governance - Financial Stability Board

This peer review examines the implementation of the G20/Organisation for Economic Co-Operation and Development (OECD) Principles of Corporate Governance.

RBNZ and FMA Governance Thematic Review report

We will also be considering the findings from this Review in upcoming policy reviews such as the Standards development for the Deposit Takers Act and review of ...

A Set of Organisational Rules for Business Conduct - SpringerLink

FCA, Structured Products: Thematic Review of Product Development and Governance, March 2015., https://www.fca.org.uk/publications/thematic ...

Under the microscope: General Insurance and pure protection ...

On 21st August 2024, the FCA published TR24/2: General insurance and pure protection product governance thematic review. The review ...

5. Regulatory concerns with structured products - Wizard Learning

The structured deposits review · Retail product development and governance · Structured Products - Thematic Review of Product Development and Governance · End ...

Corporate Governance Thematic Review

development, financial matters including financial analysis and management accounts, compliance/regulatory/legislative matters, risk management (identification.

Thematic Reviews - Complyport UK Consultancy Service

The FCA use thematic reviews to assess a current or emerging risk regarding an issue or product across a number of firms in a sector or market.

FCA publishes product oversight and governance thematic review ...

FCA publishes product oversight and governance thematic review for general insurance and pure protection products. Briefing. 30 September 2024. 3 MIN READ.

The governance of unit-linked funds: a thematic review

or product work. Proposed cross firm or product work. Discovery / mitigation / intervention. - Outcome focused. - Time limited. Firm specific. Cross firm.

Product Development Decisions: A Review of the Literature

This paper is a review of research in product development, which we define as the transformation of a market opportunity into a product available for sale.

Bitesize session: Product Governance for Distributers

... business development staff. To book ... FCA issue their Thematic Review TR24/2: Product Oversight and Governance – General Insurance and Pure protection.

FinTech and sustainable development: A systematic thematic ...

These extensions are connected to the UN Sustainable Development Goals (SDGs). Specifically, our study examines the impact of FinTech products/services on ...

FCA product value findings – practical considerations - JD Supra

Governance and oversight of product development and review. FCA findings ... regulatory requirements, communicated through the FCA's thematic review, formal ...

Briefing: FCA's thematic review demands greater disclosure from ...

The FCA's opinion. In August 2024, the FCA published its latest thematic review, entitled Product Oversight and Governance Thematic Review for ...

RBNZ and FMA Governance Thematic Review released

The Governance Review findings will also be considered in the development of standards for the Deposit Takers Act and the review of the ...

Thematic Review on Liquidity Risk Management Recommendations ...

More broadly, Australia has a principles-based product governance regime via the product design and distribution obligations (DDO)57. To ...

Navigating new product development: Uncovering factors and ...

Thematic analysis is a method used in qualitative research to analyze data and identify patterns or themes within it. It is considered a ...