Addressing DOJ's New Compliance Focus On Executive ...

New DOJ Guidance on Executive Compensation, Compliance ...

In this article, John Davis and Ann Sultan discuss several policy updates announced in March by the Criminal Division of the U.S. Department ...

EnforceMintz — DOJ and OIG Guidance Emphasizes the Importance ...

In 2023, the DOJ amplified compliance-related incentives for companies under criminal investigation (including health care companies), ...

DOJ Updates Guidance on Corporate Compliance Programs to ...

In the transactional context, DOJ places additional emphasis on post-acquisition integration. The 2023 version of the ECCP called for assessment ...

DOJ's New Corporate Compliance Evaluation Guidance - Akin Gump

addressing compliance program evaluation.2 DOJ also seeks to better ... Is compliance run by a designated chief compliance officer or another executive?

DOJ Updates Its Evaluation of Corporate Compliance Programs ...

For example, the new ECCP requires prosecutors to evaluate whether the company has taken sufficient steps to identify and mitigate the risk of false approvals ...

Important Recent Updates to DOJ Policy on Voluntary Self ...

The second addresses how, when evaluating the adequacy of corporate compliance programs, DOJ assesses executive compensation structures as well as company ...

New DOJ guidance stresses importance of data analytics | EY - US

The DOJ's revised guidance emphasizes using compliance metrics and data to verify the effectiveness of a compliance program. Compliance analytics can help a ...

DOJ Guidelines for the Evaluation of Corporate Compliance Programs

(1) Is the corporation's compliance program well designed? · (a) Risk assessment · (b) Policies and procedures · (c) Training and communication · (d) Confidential ...

DOJ's Criminal Fraud Section Provides Valuable Guidance on the ...

Second, the 2017 Guidance highlights the government's longstanding position that prosecutors should look beyond a company's written compliance policies and ...

Putting the “AI” in Compliance—DOJ Updates its Corporate ...

Accessing and leveraging data: As part of the DOJ's growing focus on data analysis and metrics, prosecutors are to consider whether corporate ...

A Blueprint for Targeted Enhancements to Corporate Compliance ...

The DOJ recently updated the Evaluation of Corporate Compliance Programs to direct prosecutors who are considering charges or resolutions to ...

DOJ Refines Guidance on Effective Corporate Compliance

While the changes in the 2020 Update are not as pronounced, the additional direction offers practitioners further insight on how the DOJ ...

DOJ announces new corporate compliance policies with a focus on ...

In 2021, the DOJ launched a Corporate Advisory Group to recommend new policies to promote corporate compliance and increase consistency and ...

DOJ and SEC increase compliance expectations with updated ...

Having an adequate and effective compliance programme may help companies under investigation by the DOJ or the SEC obtain more favourable ...

Why using data to drive your compliance program is more important ...

The new DOJ guidance recognizes that corrupt or fraudulent acts emerge from systemic issues — not one-time-only events. They want to see that your compliance ...

DOJ unveils new compliance guidelines: Embracing AI, data, and ...

Data Utilization and Analytics: The DOJ is placing a stronger emphasis on ensuring that compliance functions have access to the necessary data ...

DOJ delivers new guidance on AI in compliance programs

The DOJ's guidance explicitly focuses prosecutors on a company's use of “new technologies, such as artificial intelligence” in their ...

2023 compliance year in review and what to watch in 2024

While the imposition of corporate compliance monitors remains rare in corporate enforcements, in March 2023, DOJ's Kenneth Polite issued a ...

How Updated DOJ Guidance on Compensation Clawbacks ...

In March 2023, DOJ's Criminal Division updated its guidance on Evaluation of Corporate Compliance Programs. One of the key changes is the ...

Lessons from the DOJ: How Recent Guidance and Cases Can Help ...

The DOJ also offers guidance on how corporations might go about identifying where compliance program updates need to be made. First, and most ...