- SEC and NAM appeal decision holding proxy advisor rule ...🔍
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- SEC proposes amendments to proxy voting advice rules🔍
- SEC Proposed Amendments To Rule Governing Proxy Advisory Firms🔍
- US – SEC Adopts Rules to Enhance Proxy Voting Disclosure🔍
- SEC Adopts Rules Regarding Proxy Voting By Investment Advisers🔍
- SEC Amends Rules Governing Proxy Voting Advice🔍
- Proxy Voting by Investment Advisers🔍
SEC Adopts Amendments to Proxy Rules Governing Proxy Voting ...
SEC and NAM appeal decision holding proxy advisor rule ...
In 2022, the SEC adopted new amendments to the proxy advisor rules ... governing proxy voting advice that were adopted in July 2020.
sec-adopts-rule-amendments-and-provides-supplemental-guidance ...
... (SEC) voted 3-1 to adopt final securities rule changes1 and related supplemental guidance2 on the proxy voting advice process. The news was the culmination ...
SEC proposes amendments to proxy voting advice rules
In July 2020, the SEC adopted rules that, among other things, required Proxy Advisors to adopt principles-based policies to make proxy voting ...
SEC Proposed Amendments To Rule Governing Proxy Advisory Firms
As anticipated on November 5, 2019, the SEC issued two highly controversial rule proposals. The first is to amend Exchange Act rules to ...
US – SEC Adopts Rules to Enhance Proxy Voting Disclosure
On November 2, 2022, the Securities and Exchange Commission adopted amendments to Form N-PX to enhance the information that mutual funds, ...
SEC Adopts Rules Regarding Proxy Voting By Investment Advisers
On January 31, 2003 the U.S. Securities and Exchange Commission (the “SEC”) adopted new rules under the Investment Advisers Act of 1940, as amended (the ...
SEC Amends Rules Governing Proxy Voting Advice
On July 13, 2022, the Securities Exchange Commission (“SEC”) adopted amendments to the rules governing advice provided by proxy advisory ...
Proxy Voting by Investment Advisers - SEC.gov
The rule and rule amendments are designed to ensure that advisers vote proxies in the best interest of their clients and provide clients with information about ...
Business Roundtable Public Comments to SEC on Amendments to ...
Proxy advisors should publicly disclose final voting reports and custom reports 90 days after a shareholder meeting to allow for analysis of the ...
SEC Announces Latest Amendments to Proxy Advisor Rules Will…
These new conditions included disclosure of conflicts of interest, providing companies with the opportunity to respond to voting recommendations ...
The SEC's 2020 Amendments to Proxy Rules and Supplemental ...
The amendments adopted by the SEC require Proxy Firms to take certain action to rely on a statutory exemption from the information and filing ...
U.S. SEC Adopts Universal Proxy Card Rules - Morrison Foerster
On November 17, 2021, the U.S. Securities and Exchange Commission (the SEC) adopted amendments to the proxy rules to require (and implement) ...
SEC adopts amendments to e-proxy rules to increase shareholder ...
SEC adopts amendments to e-proxy rules to increase shareholder participation in the voting process · Overview · Flexibility of Notice.
SEC Amends Proxy Rules for Proxy Voting Advice and Issues ...
Amendments Codify Prior Guidance that Proxy Voting Advice Is a “Solicitation,” Add Conditions to Exemptions Relied on by Proxy Advisory Firms.
In 2003, the SEC adopted. Rule 206(4)-6 under the Advisers Act relating to the proxy voting responsibilities of registered investment advisers. (Proxy Voting ...
SEC Adopts Controversial 'Proxy Access' Rules
On August 25, the SEC adopted the highly controversial “proxy access” rules requiring company proxy materials to provide shareholders with information about ...
SEC Adopts Rules to Enhance Proxy Voting Disclosure
The SEC announces new amendments to Form N-PX to enhance proxy voting disclosure. Learn about Vigilant's solutions in adapting to these new ...
SEC Rescinds Certain Proxy Voting Advice Rules and Proposes ...
The proposed rules seek to amend Rule 14a-8 of the Exchange Act which addresses the inclusion of shareholder proposals in a company's proxy ...
The SEC's Proxy Advisory Firm Disclosure Reforms - CRS Reports
(SEC) adopted controversial amendments to its proxy rules implemented pursuant to the Securities Exchange Act of. 1934 (1934 Act; P.L. 73-291) ...
SEC adopts final rules governing proxy voting advice and issues ...
Additionally, the Commission adopted amendments to the antifraud provision of the federal proxy rules intended to clarify the application of the ...