SEC Adopts New Rules That Will Require More Market Participants ...

SEC Adopts Short Reporting Rule for Institutional Investment ...

For Non-Reporting Company Issuers, the filing threshold is the exercise of investment discretion over a gross short position of $500,000 or more ...

U.S. SEC Adopts New Regulations for SPAC and De-SPAC ...

In many ways, the requirements of the Final Rules are already reflected in current market practice, as many market participants—in the face of ...

SEC Finalizes Two New Standards for a Changed U.S. Treasury ...

The proposed rule would have also required the central clearing of cash transactions in U.S. Treasuries between direct FICC participants and ...

SEC Adopts New Rules for Securities Lending | MFDF

It promotes competition. It promotes fair, orderly, and efficient markets.” The rule will become effective 60 days after the date the adopting ...

Client Insight: SEC Adopts New SPAC Regulatory Regime

The final rules will take effect on July 1, 2024. An additional year is permitted to comply with the Inline XBRL tagging obligations, which take ...

The Lawsuit Against a New SEC Rule Could Harm Investor ...

Congress requires investment funds that seek capital from the public and manage $150 million or more in client assets to register with the SEC3 ...

SEC Adopts Amendments to Regulation S-K to Modernize ...

The amendments will become effective November 9, 2020. Included as Appendix A is a version of the SEC's table of changes. Background. SEC Chair ...

SEC Adopts Amendments to Modernize Beneficial Ownership ...

... (SEC) adopted amendments to the rules governing beneficial ownership reporting to “require. ... Rule 13d-3 will apply to cash-settled derivatives.

Further Definition of “As a Part of a Regular Business” in the ...

The final rules will support market stability and resiliency and protect investors by promoting the financial responsibility and operational ...

SEC adopts short selling rules giving effect to emergency orders

The SEC adopted a new temporary rule that effectively requires market participants to close out short sale transactions on a T+3 basis. The ...

SEC Adopts Landmark Climate Disclosure Rules - Holland & Knight

The U.S. Securities and Exchange Commission (SEC) on March 6, 2024, adopted a new slate of standardized climate-related disclosure rules for ...

SEC Adopts New Regulation AB and Reporting Rules for Asset ...

Although some market participants were hoping that synthetic securities would be made eligible for Regulation AB and the other new provisions, ...

SEC Adopts Rules on Short Sales and Securities Lending

Institutional investment managers will be required to report certain data on short sales on new Form SHO to be aggregated and published on the ...

SEC Adopts Amendments to Modernize Beneficial Ownership ...

The amendments, in large part, are focused on requiring market participants to provide more timely information of beneficial ownership of covered classes of ...

SEC Issues Risk Alert Related to Security Based Swap Dealers

The new SPAC rules would, among other things, impose additional disclosure requirements on initial public offerings by SPACs and in business ...

SEC Adopts Mandatory Cybersecurity Disclosure Rules

On July 26, 2023, the Securities and Exchange Commission ("SEC"), in a 3-2 vote, adopted rules that will require public companies to make ...

SEC Adopts Treasury Clearing Rules - Insights - Proskauer Rose LLP

On December 13, 2023, the Securities and Exchange Commission (“SEC”) adopted new rules that will have the effect of requiring central ...

SEC Adopts Rule to Increase Transparency Into Short Selling and ...

The Securities and Exchange Commission today adopted new Rule 13f-2 to provide greater transparency to investors and other market participants.

SEC Adopts New Private Funds Rules - Foley & Lardner LLP

During an open meeting on Wednesday, August 23, 2023, the U.S. Securities and Exchange Commission voted 3-2 along party lines to adopt new ...

SEC Adopts Long-Anticipated Rules for SPACs

The Final Rules require increased disclosure and include a specific focus on sponsor and sponsor-affiliate conflicts of interest, compensation, ...