Pursuant to Section 13 or 15

$35M SEC Settlement Underscores Processes, Procedures ...

SEC Rule 13a-15(e) requires the disclosure controls and procedures be “designed to ensure that information required to be disclosed by the ...

Columbia Sportswear Company Annual report pursuant to Section ...

Annual report pursuant to Section 13 and 15(d). Cover · Cover Page · Audit ... ASU 2023-07 is effective for annual periods beginning after December 15, 2023, and ...

Amendment: SEC Form 20-F/A filed by Freight Technologies Inc.

... ACT OF 1934. OR. ☒, ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31 ...

TWO Quarterly report pursuant to Section 13 or 15(d)

Schedule of Repurchase Agreements by Term, Short or Long (Details) ; Securities Sold under Agreements to Repuchase, Long-term, 93,220, 200,000.

FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR ...

PURSUANT TO SECTION 13 OR 15(d) OF. THE SECURITIES EXCHANGE ACT OF 1934. Date ... o Written communications pursuant to Rule 425 under the Securities Act (17 CFR ...

Going Dark: Deregistration in the COVID-19 Era

As is the case for Section 12(g) deregistration, reporting obligations under Section 15(d) are also immediately suspended upon filing Form 15.

Maximus, Inc. Quarterly report pursuant to Section 13 or 15(d)

Maximus, Inc. Entity Incorporation, State or Country Code, VA. Entity Tax Identification Number, 54-1000588.

Page 292 TITLE 15—COMMERCE AND TRADE § 78l–1 - GovInfo

pursuant to section 13(p)(1)(A) of the Securities. Exchange Act of 1934 [15 U.S.C. 78m(p)(1)(A)], as added by subsection (b); and. ''(II) conflict minerals ...

Blade Air Mobility, Inc. Annual report pursuant to Section 13 and 15(d)

if, and only if, the reported last sale price of the Company's Class A common stock equals or exceeds $18.00 per share for any 20 trading days within a 30‑ ...

Justia :: Form 8-K Current Report Pursuant To Section 13 Or 15(d) Of ...

Form 8-K Current Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act (SEC873) Form. This is a Official Federal Forms form and can be use ...

Regulation 13A – Reports of Issuers of Securities Registered ...

Regulation 13A – Reports of Issuers of Securities Registered Pursuant to Section 12 (Rules 13a-1 to 13a-19; 13b1 to 13b2-2; 13d-1 to 13d-102; 13e-1 to ...

Paychex, Inc. Quarterly report pursuant to Section 13 or 15(d)

Commitments and Contingencies (Narrative) (Details) - USD ($) $ in Millions. Aug. 31, 2024. May 31, 2024. Commitments and Contingencies Disclosure [Abstract].

Certification of Disclosure in Certain Exchange Act Reports

The proposed amendments would relocate the certifications required by Exchange Act Rules 13a-14 and 15d-14 from the text of quarterly and annual ...

Form 8-K CION Investment Corp For: Nov 13 - StreetInsider

Pursuant to Section 13 or 15(d) of the. Securities Exchange Act of 1934. Date of Report (Date of earliest event reported): November 15, 2024 ...

Securities - Narrative (Details) - Bank of America Investor Relations

Quarterly report pursuant to Section 13 or 15(d). Cover · Cover Page · Financial ... 15, $ 26, 94, $ 28. Other assets. Debt Securities, Available-for-sale [Line ...

SEC Enforcement for Internal Control Failures

Section 13(b)(2) of the Exchange Act imposes record keeping requirements on public companies and requires them to “maintain a system of internal ...

SEC Investigations - Latham & Watkins LLP

cases lacking jurisdiction to charge under Section 30A. Likewise, Rule 13a-15 of the Exchange Act requires an issuer to establish and ...

Rollins, Inc. Quarterly report pursuant to Section 13 or 15(d)

Insider Trading Arrangements ; Material Terms of Trading Arrangement ; OTHER INFORMATION. Rule 10b5-1 Trading Plans. Securities Trading Plans of Directors and ...

§ 240.12h-3 Suspension of duty to file reports under section 15(d).

Rule 12h-3 Suspension of duty to file reports under section 15 ... 13(a), without regard to Rule 12b–25 (17 CFR 249.322), for the shorter of ...

"Going Dark” - Voluntary Delisting and Deregistration under the ...

The 90‑day period after filing of Form 15 passes making effective the deregistration of the company's stock under Exchange Act Section 12(g) and ...