SEBI issues operational guidelines for Transfer and ...

SEBI issues circular on disclosure of reason for delay in submission ...

Vide Regulation 40 and Schedule VII of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 (“LODR”) SEBI ...

Handbook on Dematerialisation of Securities for Private Companies ...

Issue and share Transfer Agents) Regulations, 1993 shall apply ... Where can the details of SEBI recognised Registrars to an issue and share ...

circular sebi/ho/mirsd/mirsd_rtamb/p/cir/2021/655 - Tata Elxsi

Securities and Exchange Board of India Act, 1992, read with Regulation 101 of SEBI ... operating guidelines issued by SEBI, the subject shares ...

For The Attention of - Holders of Physical Shares - Bandhan Bank

SEBI has mandated that request for affecting transfer of securities shall not be processed unless the securities are held in dematerialized form with a ...

MASTER CIRCULAR SEBI/HO/CFD/PoD-2/P/CIR/2023/00094 June ...

Placement of SEBI (Issue of Capital and ... guidelines/regulations issued by the Securities and Exchange Board of India , established.

EY Regulatory Alert

This alert summarizes the key features of the OG. EY Regulatory Alert. SEBI issues operational guidelines for foreign portfolio investors ...

CIRCULAR SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/655 ...

Stock Exchanges and Depositories are advised to: a) make necessary amendments to the relevant bye-laws, rules and regulations, operational ...

SEBI Announces New Guidelines For Client Fund Transfers

Capital markets regulator SEBI has laid out new guidelines to settle clients' funds held by stock brokers. These regulations will come into ...

भारतीय प्रतिभूति और विनिमय बोर्ड - Securities and Exchange Board of ...

Sub: Operational guidelines for Transfer and Dematerialization of re-lodged physical shares. 1. SEBI, vide circular no. SEBI/HO/MIRSD/RTAMB ...

Shares in demat form must for processing investors' service requests

Sebi has also put in place operational guidelines for dematerialisation of securities while processing investor's service request.

Sebi simplifies procedure for transmission of securities - Mint

This comes after the regulator reviewed the process being followed by the Registrars to an Issue and Share Transfer Agents (RTAs) and the ...

Modification in the Operational Guidelines for Foreign Portfolio ...

The. DDP shall issue a letter and fresh registration certificate to such applicant acknowledging the change in name. Respective Depositories ...

Registrar and Share Transfer Agent - RTA - NDML

Companies invites Investors to complete updated KYC in ISR-1 as per SEBI guidelines. Update KYC details with RTA (for holdings in physical mode) or with ...

For the kind attention of holders of shares in physical form Common ...

Securities and Exchange Board of India Act, 1992, read with Regulation 101 of SEBI. (Listing Obligations and Disclosures Regulations) 2015 ...

Sebi issues new guidelines for running account settlement | TaxClue

Capital markets regulator Sebi on Wednesday came out with new guidelines for settlement of running account of client's funds and securities that will be ...

Operational guidelines in respect of OTP for off market transfers

Discover Financial Blogs on Trending Topics ... The circular drew the attention of participants to an earlier circular issued by SEBI, on August ...

SEBI Circular | Operational guideline on Scheme of arrangement for ...

Part B of Schedule I of the SEBI (Issue and Listing of Non-Convertible. Securities) Regulations, 2021. • Unlisted entities can merge with only those LEs which ...

SEBI issues circular on payment of stamp duty on issue, transfer and ...

The SEBI Circular directs all AIFs to comply with the applicable provisions of the Indian Stamp Act and the Rules made thereunder regarding ...

AMFI Guidelines for Category 1 EOPs

As per clause 13 of Annexure A of the SEBI Circular, the existing platforms of the RTAs, MF Central and MF Utilities India Pvt. Ltd. (MFU) which are providing ...