SEC Proxy Rules and the Need for Further Analysis

Since the SEC proxy access rule was not implemented, shareholders have resorted to private ordering, using a variety of shareholder proposals to push companies ...

Update on the Oversight and Regulation of Proxy Advisors

In August 2019, the SEC (led by a Trump-appointed commission chair) issued new guidance intended to regulate proxy advisory firms. The guidance clarified that ...

More Money, More Problems? How the SEC's New Executive ...

To help companies prepare for 2023 proxy statements and annual shareholder meetings, we summarize below the key elements of the final rules, how ...

New Proxy Rules on SEC Guidance - Olshan Frome Wolosky LLP

A summary of the ... Does an issuer's proxy statement have to include the Rule ... further or have questions with respect to this matter.

Introduction to the Federal Regulation of Proxy Solicitation | CALI

It continues with an overview of the regulatory scheme, including a detailed analysis of section 14(a) of the Securities Exchange Act of 1934, and an ...

Recent Developments for Directors — November 2024

The SEC recently brought an enforcement action against a director for causing violations of the proxy rules by failing to disclose a close ...

U.S. SEC Adopts Universal Proxy Card Rules - Morrison Foerster

As amended, Item 7(h) of Schedule 14A requires each party in a contested election to “refer shareholders to the other party's proxy statement ...

Exempt Proxy Solicitations - The Activist Investor

In its simplicity it essentially admits that among sophisticated investors, the SEC need not regulate communications concerning director elections. So, very ...

Can the SEC Regulate Proxy Advice as Proxy “Solicitation?”

The focus of these rules, as with many of the federal securities laws, is “full and fair” disclosure: persons who solicit proxies (including the ...

3.7 Executive Compensation and Other Proxy Disclosures | DART

In addition, on August 25, 2022, the SEC issued a final rule that requires certain registrants to provide disclosures about executive pay and company ...

The SEC's universal proxy proposal: How it affects Canadian ...

The SEC's goal is to allow shareholders voting by proxy to choose among director nominees in an election contest in a way that more closely ...

In Fifth Circuit oral argument, SEC faces challenge to preserve 2022 ...

... rules that codified the SEC's interpretation regarding proxy ... They may have to spend a little more time monitoring responses to their proxy ...

SEC Issues Final Rule Regulating Proxy Voting Advice

Company Review and Feedback to Proxy Voting Advice in Uncontested and M&A Situations. The SEC further conditioned the availability of the ...

SEC Mandates Universal Proxy Cards in Contested Director Elections

rules will have on proxy contests (including whether they will result in more or less proxy contests or impact the outcome of proxy contests).

A Primer on Proxy Statements and Shareholders' Meetings - finra

State laws require public companies to hold a meeting of shareholders every year, and the Securities and Exchange Commission (SEC) requires ...

What Now for Proxy Access? - Corporate Counsel - FindLaw

The Court overturned the SEC's attempt to give shareholders the right under the federal proxy rules to have their director nominees included in management's ...

SEC Regulations: Proxy Rules & Schedules - Study.com

The SEC requires that eligible corporations file Form DEF 14a, to ensure that shareholders' proxy rights are being upheld. All companies whose securities are ...

Analysis of Fund Proxy Campaigns: 2012–2019

30 Funds also voluntarily have deemed other policies to be fundamental, sometimes in response to SEC staff comments on registration statements.31 As indicated.

Handbook for Reading & Preparing Proxy Statements, Sixth Edition

Enhancements made over the years to U.S. Securities and Exchange Commission (SEC) proxy disclosure rules for executive and director compensation affect many ...

Universal Proxy Cards - Council of Institutional Investors

CII believes the SEC should amend its rules so ... After filing the petition, CII drafted more ... Proxy Plumbing Recommendation invoking need to finalize universal ...