SEC Releases Final Rule Requiring Central Clearing of U.S. ...
SEC Securities Lending Rule: Increased Transparency and the Risk ...
As adopted, Rule 10c-1a represents an entirely new regulatory reporting regime, effectively requiring that all securities loans be reported to ...
Five key SEC priorities in 2024 | EY - US
The final rule requires new disclosures when a SPAC conducts an IPO and when it combines with a private operating company in what is known as a de-SPAC ...
Clearing Requirement Determination Under Section 2(h) of the CEA
ACTION: Final rule. SUMMARY: The Commodity Futures Trading Commission (Commission or CFTC) is adopting regulations to establish a clearing ...
Federal Register/Vol. 87, No. 18/Thursday, January 27, 2022/Rules ...
The U.S.. Department of the Treasury (Treasury) issued an interim final rule implementing the SLFRF program on. May 10, 2021 3 and has since ...
SEC Plans to Adopt 25 Rules in 2024
And the rule requires these swap execution facilities to have adequate resources to meet their financial obligations to their members, among ...
SEC final rules on US Treasury Central Clearing - Finextra Research
Expanding scope of central clearing of US treasury securities: SEC rules require direct participants of covered clearing agencies (CCAs) to ...
Section 17A of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 17Ab2-1 require an entity to register with the Commission or obtain an ...
ICI Comment Letter on SEC Treasury Clearing Proposal
We urge the SEC, in any final rules, to explicitly exempt funds from any cash Treasury trading mandate. Such a requirement would not further ...
Federal Register/Vol. 87, No. 189/Friday, September 30, 2022/Rules ...
ACTION: Final rule. SUMMARY: FinCEN is issuing a final rule requiring certain entities to file with. FinCEN reports that identify two categories ...
Securities and Exchange Commission in the New Year
The rule changes update the membership standards required of covered clearing agencies for the U.S. Treasury market with respect to a member's clearance and ...
CLS Blue Sky Blog | Columbia Law School's Blog on Corporations ...
News and analysis on securities regulation, capital markets, corporate governance, M&A, Dodd-Frank, financial reform, the SEC, insider trading, and more.
SEC's cyber disclosure rule - PwC
The SEC released its final rule on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure in July 2023. By now your organization should ...
Major Changes Ahead At The SEC In The Trump Administration
On March 6, 2024, the SEC finalized a historic set of climate disclosure rules that were originally proposed by the commission in 2022. Although ...
FinCEN.gov: United States Department of the Treasury Financial ...
Need to file a Beneficial Ownership Information Report? Many companies are required to report information to FinCEN about the individuals who ultimately own or ...
Standards for Covered Clearing Agencies for U.S. Treasury ...
Details ; File Number. S7-23-22 ; Rule Type. Final ; Release Number. 34-99149 ; SEC Issue Date. Dec. 13, 2023 ; Effective Date. March 18, 2024.
Beneficial Ownership Information | FinCEN.gov
This law creates a new beneficial ownership information reporting requirement as part of the U.S. government's efforts to make it harder for bad actors to ...
Securities and Exchange Commission: Home - SEC
Home – SEC · SEC Career Fair 2024 · Webinar on Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT) for Capital Market Professionals on 22 ...
National Student Clearinghouse: Home
The National Student Clearinghouse, founded in 1993 by the higher education community, is the source for trusted, authenticated, and secure education data ...
The 23 exemptions from the Corporate Transparency Act's beneficial ...
Tax & Accounting U.S. HubCentral hub for all U.S. solutions; CCH Axcess ... final rule implementing the reporting requirement. (See 31 CFR 1010.380(C)(2)) ...
Security Clearances - United States Department of State
Information developed during the personnel vetting process enables DSS and mission partners to determine an individual's suitability for government employment, ...