Securities Enforcement Forum D.C. 2024
Securities Docket Names Daniel Hawke, Jane Norberg, And ...
... securities litigation, SEC and PCAOB enforcement actions, and ... D.C., following the Securities Enforcement Forum D.C. 2024. Share ...
Securities Enforcement and Regulation - King & Spalding
Washington, D.C.. Dixie L. Johnson. Washington, D.C.. Aaron W. Lipson. Atlanta ... Enforcement Forum Central 2024. IN THE NEWS. October 1, 2024. Financial ...
2023 Mid-Year Securities Enforcement Update - Gibson Dunn
Recently, at the Securities Enforcement Forum in May, Director Grewal stressed that enforcement ... D.C., including the Securities and ...
Government Enforcement Institute - UT Law CLE
19, 2024. Presiding Officer: Jason S. Flemmons, Senior Managing Director, Ankura Consulting Group - Washington, DC. LUNCHEON FIRESIDE CHAT.
Raul brings his breadth of knowledge in global data protection and compliance programs, cybersecurity, artificial intelligence, national security, and Internet ...
2024 FINRA Annual Conference | FINRA.org
2024 FINRA Annual Conference. 2024 FINRA Annual Conference | May 14-16 | Washington, DC ... FINRA operates the largest securities dispute resolution forum in the ...
SEC enforcement not 'a game of gotcha,' Grewal says - CFO Dive
license. Securities and Exchange Commission, SEC, Building in Washington DC. qingwa via Getty Images ... Securities Enforcement Forum West. “It ...
SEC Division of Enforcement: What It Is, How It Works - Investopedia
A June 2024 Supreme Court ruling changed how and where the SEC can seek penalties for those accused of securities fraud. In recent years, the division's ...
Sandra Hanna - Partner - Steptoe
... Securities Enforcement Forum DC, November 6, 2024; "SEC's Brat Summer ... Chambers USA, Securities: Regulation & Enforcement, Nationwide (2014 – 2024) ...
WhatsApp for Registered Investment Advisers? A New SEC ...
On April 3, 2024, the US Securities and Exchange Commission (SEC) brought its first enforcement action against a stand-alone SEC registered investment adviser ...
Upcoming speaking engagements - News | Davis Polk
Kathryn Bi speaks at IP Counsel's Fall Meeting · Robert Cohen speaks at Securities Docket's 2024 Securities Enforcement Forum DC · Meyer Dworkin speaks at the ...
Three Partners Named to Securities Dockets 2024 Enforcement Elite ...
Bill Baker, Brian Kowalski, and John Sikora recognized on list of best securities enforcement defense lawyers in the industry.
Events and Programs - Wilson Sonsini
Mayflower Hotel. Washington, D.C.. Securities Enforcement Forum is the preeminent securities enforcement conference in the world. It is a.
Three Kirkland Partners Named to Securities Docket's Enforcement ...
Securities Docket recognized Kirkland & Ellis partners Kyle DeYoung, Asheesh Goel and Nader Salehi as part of its 2024 “Enforcement Elite,” ...
Michael Liftik | Quinn Emanuel Urquhart & Sullivan, LLP
Washington, D.C. · Recognized in Securities Docket's 'Enforcement Elite' List, 2024. · Securities and Exchange Commission, Division of Enforcement, Division ...
Securities Docket on X: ""Keynote Remarks and Q&A Discussion ...
... @WilmerHale; Gurbir Grewal, Director, Division of Enforcement, SEC. Securities Enforcement Forum D.C. 2024. November 6, 2024. The Mayflower
Securities Enforcement Forum 2022 - Cleary Gottlieb
Washington, D.C.. Cleary Gottlieb partner Matthew Solomon was a speaker at the Securities Enforcement Forum 2022. Matt spoke on the panel ...
Can SEC staff hold the line? We're not in Kansas anymore, folks.
On November 10, when I wrote about the “Day After” panel at the Securities Enforcement Forum in Washington D.C., I commented about remarks from ...
Events Filter - Federal Business Council, Inc.
November 20, 2024. Tabletop Expo Add Event. CMS Industry Day 2024. Woodlawn, MD December 17, 2024. Hybrid Add Event. U.S. Army Heat Center Heat Forum Just Added
Securities Enforcement Forum Central 2024 - Cornerstone Research
The conference brings together current and former senior US Securities and Exchange Commission (SEC) officials, securities enforcement and white-collar ...