- 6351|01|P COMMODITY FUTURES TRADING COMMISSION 17 ...🔍
- 1 6351|01|P COMMODITY FUTURES TRADING COMMISSION 17 ...🔍
- 6351|01] COMMODITY FUTURES TRADING COMMISSION 17 CFR ...🔍
- 17 CFR § 1.55🔍
- Whistleblower Award Claim of Claimant🔍
- Large Trader Reporting Program🔍
- Commodity Futures Trading Commission🔍
- Commodity Futures Trading Commission's Notice of Proposed ...🔍
1 6351|01|P COMMODITY FUTURES TRADING COMMISSION 17 ...
6351-01-P COMMODITY FUTURES TRADING COMMISSION 17 ...
SUMMARY: The Commodity Futures Trading Commission (Commission or CFTC) is amending its swap execution facility (SEF) regulations related to ...
12 See, e.g., 17 CFR 3.10(a)(1)(i) (requiring the filing of a Form 7-R with the National Futures Association. (NFA)). 13 17 CFR 3.10(c) (providing exemptions ...
6351-01-P COMMODITY FUTURES TRADING COMMISSION 17 ...
In adopting §§ 40.11(a)(1) and. (2), as well as § 40.11(c), the Commission interpreted CEA section 5c(c)(5)(C) to apply with respect to the.
1 17 CFR 145.9. Page 3. 3. FOR FURTHER INFORMATION CONTACT: Owen J. Kopon, Associate Chief Counsel, at. (202) 418-5360 or [email protected] ...
1 6351-01-P COMMODITY FUTURES TRADING COMMISSION 17 ...
The Commodity Exchange Act is at 7 U.S.C. 1, et seq. (2014), and is accessible on the. Commission's website, at www.cftc.gov.
proposals from the NPRM. One of the Final Rules adopted two CEA section 4(c) exemptions from the trade execution requirement.
1 6351-01-P COMMODITY FUTURES TRADING COMMISSION 17 ...
Page 1. 1. 6351-01-P. COMMODITY FUTURES TRADING COMMISSION. 17 CFR Part 1. RIN 3038-AE62. Retail Commodity Transactions Involving Virtual Currency. AGENCY ...
6351-01-P - Commodity Futures Trading Commission
2 17 CFR 145.9. Commission regulations referred to herein are found ... one's position in the market. Some industry participants have ...
Page 1. 1. 6351-01-P. COMMODITY FUTURES TRADING COMMISSION. 17 CFR Part 30. RIN 3038-AE86. Foreign Futures and Options Transactions. AGENCY: Commodity Futures ...
Page 1. 1. 6351-01-P. COMMODITY FUTURES TRADING COMMISSION. Sunshine Act ... • Proposed Rule: Amendments to Part 17 Large Trader Reporting.
6351-01] COMMODITY FUTURES TRADING COMMISSION 17 CFR ...
Compliance Date: Futures commission merchants and introducing brokers subject to this final rule must comply with it by October 1, 2003. FOR FURTHER INFORMATION ...
17 CFR § 1.55 - Public disclosures by futures commission merchants.
(1) You may sustain a total loss of the funds that you deposit with your broker to establish or maintain a position in the commodity futures market, and you may ...
Whistleblower Award Claim of Claimant -Form WB-A
In the Matter of: Whistleblower Award Claim of Claimant -Form WB-APP 2012-06-25-01. ORDER. Attached is the Commodity Futures Trading Commission ...
Large Trader Reporting Program | CFTC
Under regulations set out in Parts 15, 16, 17, 18, 19, and 21 of the CFTC's regulations, the Commission collects market data and position information from ...
Commodity Futures Trading Commission: Proposed Reauthorization ...
74-. 765, 7 U.S.C. §§1 et seq.), enacted in 1936, to monitor trading in certain derivatives markets. The. CFTC was last reauthorized in 2008 as ...
Page 1. 2024-01-17. CCP GLOBAL RESPONSE. Page 1 of 5. January 17, 2024. VIA ELECTRONIC SUBMISSION (Link). Commodity Futures Trading Commission.
Commodity Futures Trading Comm. v. Coleman - Casetext
(2001), and the Regulations promulgated thereunder, 17 C.F.R. § 1 et seq. (2001). 4. Defendant Coleman, individually and d/b/a Granite Investments, is a sole ...
6351-01-P COMMODITY FUTURES TRADING COMMISSION 17 ...
... Commodity Exchange Act. 1 Commission regulations referred to herein are found at 17 CFR Ch. 1. 3. Page 4. (CEA); § 23.600 through §23.607 setting forth certain ...
commodity futures trading commission
... 1) and 23(k) ofthe Commodity Exchange Act. [7 U.S.C. §§ 26(b)(l) ... required by Rules 165.2(p) and 165.3 of the Commission's Whistleblower Rules [17 C.F.R. ...
Commodity Futures Trading Commission (CFTC) Overview
One of the chief functions of the DMO is the development and implementation of CFTC regulations to promote fair, efficient, vibrant derivatives markets as ...