17 CFR § 240.12b|15
17 CFR § 240.12b-15 - Amendments. - Law.Cornell.Edu
Amendments must be numbered sequentially and be filed separately for each statement or report amended. Amendments to a statement may be filed either before or ...
Securities and Exchange Commission § 240.12b–15 - GovInfo
§ 240.12b–23 Incorporation by ref- erence. (a) Except for information filed as an exhibit which is covered by Rule 12b–32. (17 CFR 240.12b–32), information may ...
17 CFR 240.12b-15 - Amendments. - Content Details - GovInfo
Title 17 - Commodity and Securities Exchanges Chapter II - SECURITIES AND EXCHANGE COMMISSION (CONTINUED) Part 240 - GENERAL RULES AND REGULATIONS, ...
part 240—general rules and regulations, securities exchange act of ...
78c, 78l, 78m, 78o;. Section 240.12b-15 is also issued under secs. 3(a) and 302, Pub. L. No. 107-204, 116 ...
240.12b — Formal Requirements - Deloitte Accounting Research Tool
Every statement or report shall be on the form prescribed therefor by the Commission, as in effect on the date of filing.
17 CFR § 240.12b-2 - Definitions. | LII / Legal Information Institute
The term material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting such that there is a reasonable ...
240.12b — General Requirements as to Contents - DART – Deloitte
(a) Registration statement or report. Except as provided by this section or in the appropriate form, information may be incorporated by reference in answer, or ...
Rules, Regulations and Schedules - SEC.gov
General Rules and Regulations, Securities Exchange Act of 1934 [17 CFR Part 240] · Regulation 12B [17 CFR 240.12b-1 - 240.12b-37] · Rule 12g3-2 [ ...
PART 240—GENERAL RULES AND REGULATIONS, SECURITIES ...
SECTION § 240.15d-17 - Reports of asset-backed issuers on Form 10-D (of this chapter). SECTION § 240.15d-18 - Compliance with servicing criteria for asset- ...
Internal Control Over Financial Reporting In Exchange Act Periodic ...
FR 9722]. 4 17 CFR 240.12b–2. 5 The term ''non-accelerated filer'' is not defined in our rules, but we use it throughout this release to ...
Proposed Agency Information Collection Activities; Comment Request
& Schedule 14C (17 CFR 240.14c-101): 196; Rule 14f-l (17 CFR 240.14f-l): 4; Rule 12b-25 (17 CFR 240.12b-25) & Form 12b-25 (17 CFR 249.322): 5; ...
CFR Citation: 17 CFR 210.15-01 17 CFR 229.1601 through 1610 17 CFR 230.140a ... 240.12b-2 17 CFR 240.14a-6 17 CFR 240.14c-2 17 CFR 240.14a-101 17 CFR ...
17 CFR 240.12b-5 - Determination of affiliates of banks. - GovRegs
Provides the text of the 17 CFR 240.12b-5 - Determination of affiliates of banks. (CFR).
5 Supporting Statement for the Reporting and Disclosure ...
5 Accelerated filers and large accelerated filers are defined in 17 CFR 240.12b-2. Page 7. 11 consents from any or all of the holders of a class ...
... 240.12b-2 17 CFR 240.14a-6 17 CFR 240.14c-2 17 CFR 240.14a-101 17 CFR 210.1-02 ... CFR 249.220f 17 CFR 249.308 17 CFR 229.10 17 CFR 229.601 17 CFR 232.405.
17 CFR §240 General Rules And Regulations, Securities Exchange ...
No. 107-204, 116 Stat. 745. Section 240.12b-25 is also issued under 15 U.S.C. 80a-8, 80a-24(a) ...
240.12b-36 - Use of financial statements filed under other acts.
Where copies of certified financial statements filed under other acts administered by the Commission are filed with a statement or report, the accountant's ...
17 CFR § 240.12b-35 - Casetext
Read Section 240.12b-35 - Reserved, 17 C.F.R. § 240.12b-35, see flags on bad law, and search Casetext's comprehensive legal database.
10-K - Investors - EOG Resources
... 17 CFR 240.12b-2): (b) 75 days after the end of the fiscal year covered by the report for accelerated filers (as defined in 17 CFR 240.12b-2); and (c) 90 ...
8-K - Bank of America Investor Relations
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) · Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 ...