17 CFR § 240.12b|2
17 CFR § 240.12b-2 - Definitions. | LII / Legal Information Institute
The term material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting such that there is a reasonable ...
Securities and Exchange Commission § 240.12b–2 - GovInfo
WReier-Aviles on DSKGBLS3C1PROD with CFR. Page 2. 86. 17 CFR Ch. II (4–1–11 Edition). § 240.12b–2 most recently completed second fiscal quarter;. (ii) The ...
17 CFR 240.12b-2 - Definitions. - CFR-1999-title17-vol3-sec240-12b-2
Bluebook · Category. Regulatory Information · Collection. Code of Federal Regulations (annual edition) · SuDoc Class Number. AE 2.106/3:17/ · Contained Within.
17 CFR 240.12b-20 -- Additional information. - eCFR
§ 240.12b-20 Additional information. In addition to the information expressly required to be included in a statement or report, there shall be added such ...
17 CFR § 240.12b-20 - Additional information. - Law.Cornell.Edu
17 CFR § 240.12b-20 - Additional information. ... § 240.12b-20 Additional information. In addition to the information expressly required to be ...
17 CFR Part 240 -- General Rules and Regulations ... - eCFR
eCFR Content ; § 240.3b-7, Definition of “executive officer”. ; § 240.3b-8, Definitions of “Qualified OTC Market Maker, Qualified Third Market Maker” and “ ...
Internal Control Over Financial Reporting In Exchange Act Periodic ...
FR 9722]. 4 17 CFR 240.12b–2. 5 The term ''non-accelerated filer'' is not defined in our rules, but we use it throughout this release to ...
240.12b — General Requirements as to Contents - DART – Deloitte
(a) Registration statement or report. Except as provided by this section or in the appropriate form, information may be incorporated by reference in answer, or ...
240.12b — Formal Requirements - Deloitte Accounting Research Tool
(c) Each copy of a statement or report filed with the Commission or with an exchange shall be bound in one or more parts. Copies filed with the Commission shall ...
Section 240.12b-23 - Incorporation by reference, 17 C.F.R. § 240.12 ...
Read Section 240.12b-23 - Incorporation by reference, 17 C.F.R. § 240.12b-23, see flags on bad law, and search Casetext's comprehensive legal database.
Proposed Agency Information Collection Activities; Comment Request
& Schedule 14C (17 CFR 240.14c-101): 196; Rule 14f-l (17 CFR 240.14f-l): 4; Rule 12b-25 (17 CFR 240.12b-25) & Form 12b-25 (17 CFR 249.322): 5; ...
Rules, Regulations and Schedules - SEC.gov
General Rules and Regulations, Securities Exchange Act of 1934 [17 CFR Part 240] · Regulation 12B [17 CFR 240.12b-1 - 240.12b-37] · Rule 12g3-2 [ ...
Scope of regulation, 17 C.F.R. § 240.12b-1 | Casetext Search + Citator
Read Section 240.12b-1 - Scope of regulation, 17 C.F.R. § 240.12b-1, see flags on bad law, and search Casetext's comprehensive legal database.
17 CFR 240.12b-30 - Additional exhibits. - GovRegs
Provides the text of the 17 CFR 240.12b-30 - Additional exhibits. (CFR).
CFR 240.13a-17 or 17 CFR 240.15d-17) of the Securities Exchange Act of ... (2) Particular attention is directed to Regulation 12B (17 CFR 240.12b-1 et seq.) ...
17 CFR § 240.12b-3 Title of securities - Code of Federal Regulations
CFR Title 17 Section 240.12b-3 Title of securities of the Electronic Code of Federal Regulations.
5 Supporting Statement for the Reporting and Disclosure ...
5 Accelerated filers and large accelerated filers are defined in 17 CFR 240.12b-2. Page 7. 11 consents from any or all of the holders of a class ...
17 CFR 240.12a-8 - Exemption of depositary shares. - GovRegs
Depositary shares (as that term is defined in § 240.12b-2) registered on Form F-6 (§ 239.36 of this chapter), but not the underlying deposited securities ...
17 C.F.R. § 240.12b-20 : Commodity and Securities Exchanges ...
Get full details of 17 C.F.R. § 240.12b-20 : Commodity and Securities Exchanges — SECURITIES AND EXCHANGE COMMISSION — GENERAL RULES AND REGULATIONS, ...
240.12b-36 Use of financial statements filed under other acts.
CFR Title 17 Section 240.12b-36 Use of financial statements filed under other acts of the Electronic Code of Federal Regulations.