17 CFR § 240.13d|102
17 CFR § 240.13d-102 - Schedule 13G—Information to be included ...
This cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities.
Securities and Exchange Commission § 240.13d–102 - GovInfo
... 17\17V3.TXT ofr150 PsN: PC150. Page 2. 140. 17 CFR Ch. II (4–1–12 Edition). § 240.13d–102 of Item 4 of Schedule 13G. All percentages are to be rounded off to ...
17 CFR § 240.13d-102 - Content Details - GovInfo
17 CFR § 240.13d-102 - Schedule 13G-Information to be included in statements filed pursuant to § 240.13d-1(b), (c), and (d) and amendments thereto filed ...
17 CFR 240.13d-1 -- Filing of Schedules 13D and 13G. - eCFR
Within five business days after the date of the acquisition, file with the Commission, a statement containing the information required by Schedule 13D.
17 CFR § 240.13d-1 - Filing of Schedules 13D and 13G.
Within five business days after the date of the acquisition, file with the Commission, a statement containing the information required by Schedule 13D.
17 CFR 240.13d-2 -- Filing of amendments to Schedules 13D or 13G.
Any person who has filed a Schedule 13G (§ 240.13d-102) pursuant to § 240.13d-1(b), (c), or (d) shall amend the statement within 45 days after the end of each ...
Information for Certain Types of Transactions and Filers - SEC.gov
Beneficial Ownership Reporting Regulation 13D-G Securities ownership [17 CFR 240.13d-1 - 240.13d-102] · Going Private Transactions Regulation ...
Final rule; guidance: Modernization of Beneficial Ownership Reporting
2 In addition, we are rescinding 17 CFR 240.13d-7 (“Rule 13d-. 7”). 1. Unless otherwise noted, when we refer to the Exchange Act, or any ...
240.13d — Regulation 13D-G - DART – Deloitte
... [17 CFR 240.13d-4] under the Securities Exchange Act of 1934. (13) Aggregate Amount Beneficially Owned by Each Reporting Person, Etc. — Rows (7) through (11) ...
CFR Citation: 17 CFR 240.13d-1 17 CFR 240.13d-2 17 CFR 240.13d-3 17 CFR 240.13d-5 17 CFR 240.13d-6 17 CFR 240.13d-101 17 CFR 232.13 7 CFR 232.201 ... (To ...
Determination of beneficial owner, 17 C.F.R. § 240.13d-3 - Casetext
Read Section 240.13d-3 - Determination of beneficial owner, 17 C.F.R. § 240.13d-3, see flags on bad law, and search Casetext's comprehensive legal database.
17 C.F.R. § 240.13d-101 - Casetext
The information will be used for the primary purpose of determining and disclosing the holdings of certain beneficial owners of certain equity securities. This ...
Modernization of Beneficial Ownership Reporting - Federal Register
We are proposing comprehensive changes to 17 CFR 240.13d-1 through 240.13d-102 (“Regulation 13D-G”) and Regulation S-T to modernize the ...
CFR Title 17. Commodity and Securities Exchanges 17 CFR ...
CFR Title 17. Commodity and Securities Exchanges 17 CFR Section 240.13d-101. Read the code on FindLaw.
Instructions for 13D - Schedule 13D and 13G
SUPPLEMENTARY INFORMATION: We are adopting amendments to 17 CFR 240.13d-1 (“Rule 13d-1”), 17 CFR 240.13d-2 (“Rule ...
17 CFR 240.13d-4 - Disclaimer of beneficial ownership. - GovRegs
Provides the text of the 17 CFR 240.13d-4 - Disclaimer of beneficial ownership ... U.S. Code of Federal Regulations. Regulations most recently checked for ...
§ 240.13d-5 - Acquisition of beneficial ownership., Regulation 13D ...
Code of Federal Regulations (Last Updated: November 8, 2024) · Title 17 - Commodity and Securities Exchanges · Chapter II—Securities and Exchange Commission ...
CFR Citation: 17 CFR 240.13d-1 17 CFR 240.13d-2 17 CFR 240.13d-7 17 CFR 240.13d-101 17 CFR 240.13d-102 17 CFR 240.16a-1. Legal Authority: 15 USC 78a et ...
Final Rules Issued Amending SEC Schedules 13D and 13G ...
17 CFR 240.13d- 1(b)(1)(i). [2] The adopting release uses the term “Exempt Investor” to refer to “persons holding beneficial ownership of ...
SEC Amends Beneficial Ownership Reporting Rules, Shortening ...
... Section 13(d) or (g) of the Exchange Act. The holder has the ... 3 See 17 C.F.R. §§ 240.13d-3(a) and (b). 4 The SEC noted that, in ...