6351|01|P COMMODITY FUTURES TRADING COMMISSION 17 ...
6351-01-P COMMODITY FUTURES TRADING COMMISSION 17 ...
ACTION: Final rule. SUMMARY: The Commodity Futures Trading Commission (Commission or CFTC) is amending its swap execution facility (SEF) ...
6351-01-P COMMODITY FUTURES TRADING COMMISSION 17 ...
ACTION: Notice of proposed rulemaking. SUMMARY: The Commodity Futures Trading Commission (Commission or CFTC) is proposing amendments to its ...
I. Background. A. Statutory and Regulatory Background. B. Recent Regulatory Proposals Related to Commission Regulation 3.10(c). C. The 2020 Proposal.
6351-01] COMMODITY FUTURES TRADING COMMISSION 17 CFR ...
SUMMARY: The Department of the Treasury, through the Financial Crimes. Enforcement Network (FinCEN), and the Commodity Futures Trading Commission. (CFTC) are ...
6351-01-P. COMMODITY FUTURES TRADING COMMISSION. 17 CFR Parts 43 and 45. Real-Time Public Reporting Requirements and Swap Data Recordkeeping ...
1 6351-01-P COMMODITY FUTURES TRADING COMMISSION 17 ...
The Commodity Exchange Act is at 7 U.S.C. 1, et seq. (2014), and is accessible on the. Commission's website, at www.cftc.gov.
6351-01-P. COMMODITY FUTURES TRADING COMMISSION. 17 CFR Parts 9, 36, 37, 38, 39, and 43. RIN 3038–AE25. Swap Execution Facilities and Trade Execution ...
6351-01-P - Commodity Futures Trading Commission
6351-01-P. COMMODITY FUTURES TRADING COMMISSION. 17 CFR Chapter I. RIN Number 3038-AE79. Post-Trade Name Give-Up on Swap Execution Facilities.
Large Trader Reporting Program | CFTC
Chicago Board of Trade December 2001 Corn Future (in contracts) As of: 08/15/01 ... 17 of the CFTC's regulations. The reports show futures and option ...
17 CFR 1.55 -- Public disclosures by futures commission merchants.
THIS STATEMENT IS FURNISHED TO YOU BECAUSE REGULATION 1.55(p) OF THE COMMODITY FUTURES TRADING COMMISSION REQUIRES IT FOR REASONS OF FAIR NOTICE UNRELATED TO ...
Whistleblower Award Claim of Claimant -Form WB-A
In the Matter of: Whistleblower Award Claim of Claimant -Form WB-APP 2012-06-25-01. ORDER. Attached is the Commodity Futures Trading Commission ...
17 CFR § 1.55 - Public disclosures by futures commission merchants.
THIS STATEMENT IS FURNISHED TO YOU BECAUSE REGULATION 1.55(p) OF THE COMMODITY FUTURES TRADING COMMISSION REQUIRES IT FOR REASONS OF FAIR NOTICE UNRELATED TO ...
Federal Register/Vol. 89, No. 16/Wednesday, January 24, 2024 ...
dealer''). COMMODITY FUTURES TRADING. COMMISSION. 17 CFR Parts 1 and 23. RIN 3038–AF23.
commodity futures trading commission
' The claim is also denied because the Claimant did not file a Form TCR as required by Rules 165.2(p) and 165.3 of the Commission's Whistleblower Rules [17 ...
17 CFR 1.3 -- Definitions. - eCFR
Confirmation. When used in reference to a futures commission merchant, introducing broker, or commodity trading advisor, this term means documentation ( ...
Commodity Futures Trading Commission: Proposed Reauthorization ...
The Commodity Futures Trading Commission (CFTC), created in 1974, regulates futures, most options, and swaps markets. The CFTC administers ...
Commodity Futures Trading Commission (CFTC) Overview
... CFTC operates. Under the act, the CFTC has the authority to establish regulations that are published in Title 17, Chapter I, of the Code of Federal Regulations.
U.S. Commodity Futures Trading Commission Proposes to Modify ...
... Futures Commission Merchants. Letter No. 19-17 again emphasized the requirements of CFTC Regulation 1.56(b) and expressed the view that “the ...
Commodity Futures Trading Comm. v. Coleman - Casetext
Read Commodity Futures Trading Comm. v. Coleman, Case No. 5:01-CV-0362-8 (HL), see flags on bad law, and search Casetext's comprehensive legal database.
Commodity Futures Trading Commission - U.S. Government Manual
Heath P. Tarbert. Rostin Behnam. Daniel M. Berkovitz. Dawn DeBerry Stump ... The CFTC's statement of organization is found in 17 CFR 140. https://www ...