- Private Fund Advisers; Documentation of Registered Investment ...🔍
- SEC Adopts Rules Affecting Private Offerings🔍
- SEC Enhances the Regulation of Private Fund Advisers🔍
- SEC adopts new rules and amendments that increase private fund ...🔍
- SEC Adopts New Private Fund Adviser Rules🔍
- Locke Lord QuickStudy🔍
- SEC Adopts Significant Rule Changes for Private Fund Advisers ...🔍
- SEC Adopts Changes to Harmonize Private Offering Exemptions🔍
Adopted and Proposed Changes to Private Offering Rules
Private Fund Advisers; Documentation of Registered Investment ...
The Securities and Exchange Commission (“Commission”) is adopting technical amendments to various rules under the Investment Advisers Act of ...
SEC Adopts Rules Affecting Private Offerings | Insights
This new exemption requires that no advertising about the event can refer to a specific offering of securities. In addition, the sponsor of the ...
SEC Enhances the Regulation of Private Fund Advisers
The Securities and Exchange Commission today adopted new rules and rule amendments to enhance the regulation of private fund advisers and ...
SEC adopts new rules and amendments that increase private fund ...
SummaryIn an August 23, 2023 release (the adopting release), the Securities and Exchange Commission (SEC) voted to adopt long-awaited new ...
SEC Adopts New Private Fund Adviser Rules | Insights
These private fund reforms will require advisers to adopt substantial amendments to their existing compliance policies and procedures to satisfy ...
Locke Lord QuickStudy: SEC Makes Regulatory “Sea Change ...
On August 23, 2023, the U.S. Securities and Exchange Commission (SEC) adopted (via 3-2 vote of the Commissioners) a package of five key new ...
SEC Adopts Significant Rule Changes for Private Fund Advisers ...
As summarized in a previous Kirkland AIM, on August 23, 2023, the SEC voted 3-2 to adopt sweeping new rules under the Investment Advisers ...
SEC Adopts Changes to Harmonize Private Offering Exemptions
On November 2, 2020, the Securities and Exchange Commission adopted a series of rule amendments under the Securities Act of 1933 to ...
SEC Amends Rules to Facilitate Capital Raising in Private Offerings
On November 2, 2020, the Securities and Exchange Commission adopted amendments to facilitate the use of private, or “exempt,” offerings.
SEC Adopts Rule Changes To Promote Capital Investment And ...
The Amendments follow the SEC's June 2019 concept release and March 2020 proposing release on the harmonization of securities offering ...
As the safe harbors refer to offer termination and commencement of offerings, new Rule 152 includes a number of nonexclusive ... tions in private offerings.
... SEC Adopts Significant Changes to Regulation of Exempt Offerings,” ... changes, the Commission proposed (but has not adopted) additional changes ...
SEC Adopts Amendments to Exempt Offering Rules
The SEC's rules governing “integration” of private and public offerings have been amended to permit concurrent private and public offerings.
SEC Adopts New Amendments to Exempt Offering Rules - Miller Nash
Integration is the concept where certain nominally distinct offerings made in reliance on private offering exemptions are treated as a single ...
SEC adopts amendments to harmonize private offering exemptions
The final amendments were informed by feedback received from the March 2020 proposal, the SEC's ... SEC adopts amendments to harmonize private ...
SEC Adopts Amendments To Exempt Offering Framework | Insights
Pursuant to new Rule 241, issuers may solicit indications of interest in an exempt offering without first settling on which exemption will be ...
SEC Issues New Rules on Private Placements
On November 2, 2020, the Securities and Exchange Commission (SEC) voted to adopt broad revisions to the private placement regime under the ...
SEC Adopts Rules to Enhance and Improve Exempt Offering ...
The newly adopted amendments are intended to reduce the expense and complexity associated with private placements and broaden the use of certain exemptions.
Private Offerings Update - 2021 - Hodgson Russ LLP
On August 26, 2020, the Securities and Exchange Commission (the “SEC”) adopted amendments to the “accredited investor” definition, one of the ...
SEC Adopts Exempt Offering Rule Changes That Increase Offering ...
The Securities and Exchange Commission (SEC) on November 2, 2020, adopted a set of amendments to simplify and improve the exempt offering ...