• Broker|Dealer Firms We Regulate🔍
• Broker Dealer Partners🔍
• Firms We Regulate🔍
• List of third party broker|dealer firms🔍
• Broker|Dealers vs. RIAs🔍
• Broker Dealer Partnership Program🔍
• Third|Party Broker|Dealers Explained🔍
• Broker|Dealers🔍

Broker-Dealer Firms We Regulate - finra

A.BRIDGE REALVEST SECURITIES CORPORATION 244 CAMBRIDGE OAKS, PARK RIDGE, NJ 07656 AG QUINTAL INVESTMENT COMPANY INC. 2177 ACUSHNET AVE., NEW BEDFORD, MA 02745- ...

Broker Dealer Partners | Broadridge Advisor Solutions

Broadridge Advisor Solutions works with hundreds of broker dealers, insurance companies, marketing organizations and more, to bring effective, ...

Firms We Regulate | FINRA.org

FINRA regulates broker-dealers, capital acquisition brokers and funding portals. A Broker-Dealer is in the business of buying or selling securities.

List of third party broker-dealer firms - SEC.gov

BD Name, CRD#. 1st Discount Brokerage, Inc. 39164. 1st Global Capital Corp. 30349. 1st Worldwide Financial Partners, LLC. 132038. 3 Mark Equities, Inc.

Broker-Dealers vs. RIAs: What's the Difference? - Investopedia

These "hybrid" RIAs have both a custodial partner and a broker-dealer partner through separate contractual arrangements. Do RIAs Execute Trades? A ...

Broker Dealer Partnership Program - Blue Vault Partners

bdpp, Advisor Group, bdpp ; bdpp, American Portfolios, bdpp ; bdpp, Ameriprise Financial, bdpp ; bdpp, Ameritas Investment Corp. bdpp ...

Third-Party Broker-Dealers Explained - Terrapin Technologies

A growing number of banks and credit unions are partnering with third-party broker-dealers (also known as third-party marketers) such as LPL ...

Broker-Dealers - DFP Partners

Named the #1 leading outsourcing consultant firm for broker-dealers. DFP Partners has 40 years of experience to solve many of the challenges that broker- ...

The Key to Broker-Dealer Affiliations - Finalis

Broker-dealer affiliations encompass collaborative partnerships, shared resources, and mutual support among entities within a specific industry or field.

Managing Broker-Dealers: Distribution Partners for Private Funds

A managing broker-dealer (MBD) can be a valuable partner. This is a broker-dealer firm that designs and manages the distribution and marketing strategy on ...

What Is a Broker-Dealer? Two Types, What They Do, and Regulation

Some of the most well-known broker-dealers are Charles Schwab, Morgan Stanley's E-Trade, and Fidelity. Some of these, like Schwab, are full-scale financial ...

BGC Group

Our Financial Services business provides a full range of trade execution and broker-dealer services. ... brokerage business to create BGC Partners L.P.. By ...

Our Broker Dealer - Dynasty Advisors, LLC

The Securities and Exchange Commission (SEC) delegates the supervision of financial advisors to the Financial Industry Regulatory Authority (FINRA). FINRA, in ...

Broker Dealers - BusinessRisk Partners

Broker Dealers are exposed to allegations of negligent errors and omissions related to providing investment advice, securities trading and the purchase or sale ...

How Independent Advisors Can Choose the Right Broker-Dealer

How Do I Find the Right Partner? ... As a financial advisor, you want to focus on what you do best – taking care of your clients. To do that, you ...

Broker-Dealers | Services & Industries - Ropes & Gray LLP

Allianz Global Investors Distributors; Bain Capital Distributors; BC Partners; BDT & Company, LLC; Blackstone Securities Partners; Cohen & Steers Securities ...

Home | Ausdal Financial Partners | Independent securities broker ...

Ausdal Financial Partners is a closely held, independent securities broker dealer serving financial professionals nationwide. In Ausdal you will find a ...

Broker-dealer - Wikipedia

In financial services, a broker-dealer is a natural person, company or other organization that engages in the business of trading securities for its own ...

Broker Dealers - Investment News

The independent broker-dealer's latest partner firm, formerly with Cadaret Grant and its acquirer LPL, expects substantial benefits as it streamlines its ...

Selling a Broker Dealer -

If you are searching for investors, partnerships, co-owners, or a Merger & Acquisition (M&A) to help move your firm forward, you've come to the right place. At ...