CFTC Enforcement Director Addresses Self|Reporting Benefits

CFTC Enforcement Director Addresses Self-Reporting Benefits

Ian McGinley, the director of enforcement at the Commodity Futures Trading Commission (CFTC) addressed the New York City Bar Association Futures and ...

CFTC enforcement head talks steep path to self-reporting credit

Earning self-reporting credit from the Commodity Futures Trading Commission is no simple task, Director of Enforcement Ian McGinley ...

Keynote Address of Ian McGinley Before the New York City Bar ...

The Benefits of Self-Reporting to the CFTC · 1. Division of Enforcement Guidance · 2. CFTC Orders · 3. CFTC's Whistleblower Program.

Self-Reporting and Cooperation at the CFTC

It's not to bring enforcement actions for their own sake. Rather, we're mindful of our agency's broader mission to facilitate healthy, robust, ...

Skadden, Arps on X: "The CFTC director of enforcement recently ...

The CFTC director of enforcement recently outlined benefits of self-reporting based on the division's guidance, precedent and Whistleblower ...

SEC and CFTC Rake In $474 Million in Fines for Off-Channel ...

Similarly, the CFTC noted that registrants that self-report, cooperate, remediate, and hold themselves accountable will “benefit in the form of ...

New CFTC Enforcement Policy Encourages Self-Reporting

Specifically, the Updated Self-Reporting and Cooperation Program states that the Division will provide “substantial reductions” in civil ...

SEC and CFTC Continue Their Lucrative Pursuits of Penalizing ...

Self-reporting firms fared much better in the SEC's enforcement actions. For example, Truist Securities, Inc. agreed to pay a $5.5 million ...

New CFTC Enforcement Policy Increases Penalties to Deter ...

However, the outcome will also hinge on how the CFTC treats self-reporting businesses and whether the industry perceives the new policies as a ...

Self-Reporting, Cooperation, and Remediation | CFTC

MPD supports and encourages registrants and intermediaries to self-report compliance issues. · As industry participants may be aware, the Division of Enforcement ...

CFTC enforcement head on criticism of self-reporting policy | IFLR

According to McDonald, the newly-launched cooperation and self-reporting programme expands existing information collection methods leading to ...

Former CFTC Enforcement Officials Comment on the CFTC's New ...

The CFTC Division of Enforcement highlights recidivism in its recent Advisory, announcing an intent to apply this factor more aggressively to ...

Enforcement Actions, CFTC, Securities and Exchange Commission ...

CFTC Enforcement Director Addresses Self-Reporting Benefits · Skadden, Arps, Slate, Meagher & Flom LLP on 4/30/2024. On April 11, 2024, Ian McGinley, the ...

Details on the CFTC's New Self-Reporting Policy | Insights

The new policy is a by-product of CFTC's recognition of its limited enforcement resources and the belief that self-reporting incentives will ...

CFTC Division of Enforcement Issues New Guidance Regarding the ...

... self-reporting, or remediation in an enforcement order. The Guidance ... McGonagle, Acting Director, Division of Enforcement, to Division of ...

Enforcement Manual - Commodity Futures Trading Commission

... CFTC investigative subpoenas are not self-enforcing. Pursuant ... The Enforcement Advisory on Self Reporting and Cooperation for CEA Violations Involving.

CFTC Announces New Enforcement Strategy Focused on Self ...

Director McDonald's speech accompanied the release of an Updated Advisory on Self Reporting and Full Cooperation, which supplements the ...

Newly Revealed CFTC Self-Reporting and Cooperation Regime ...

Newly Revealed CFTC Self-Reporting and Cooperation Regime Could Offer Benefits to Fund Managers, or Lead to Increased Enforcement · Print · Share ...

CFTC Enforcement Division Dangles Self- Reporting Carrot

... CFTC registrants to ascertain the tangible benefits of self-reporting potential ... Speech of James McDonald, Director of the Division of ...

CFTC - Cleary Enforcement Watch

On March 6, 2019, the U.S. Commodity Futures Trading Commission (“CFTC”) Enforcement Division released an advisory (the “Advisory”) on self-reporting and ...