CFTC Proposes Amendments to CPO

CFTC Adopts Amendments to Regulation 4.7, Does Not Adopt ...

The CFTC originally proposed to create new minimum disclosure requirements for CPOs operating pools under CFTC Regulation 4.7 and CTAs ...

CFTC Finalizes Rule 4.7 Amendments, Defers Key Disclosure ...

The CFTC deferred action on the disclosure requirements it had proposed to apply to CPOs and CTAs operating private funds and advising exempt ...

CFTC Proposes Amendments to CPO, CTA Regulations | WilmerHale

The Commodity Futures Trading Commission (CFTC or Commission) recently proposed amendments to CFTC Regulation 4.7 (the Proposed Rule) that would ...

CFTC Finalizes Amendments to Rule 4.7 - Akin Gump

The CFTC initially proposed in October 2023 to impose disclosure requirements for CPOs and CTAs operating pools and trading programs under Rule ...

CFTC Finalizes Amendments to Exemptions for CPOs and CTAs ...

The Commodity Futures Trading Commission (CFTC) has adopted amendments to CFTC Rule 4.7, including adjustments to the portfolio requirement ...

Proposed Amendments to CFTC Regulation 4.7

I support the notice of proposed rulemaking (NPRM) regarding commodity pool operators (CPOs), commodity trading advisors (CTAs), and commodity ...

CFTC Proposes First Major Changes to Rule 4.7 in Over 30 Years

The CFTC is also proposing technical amendments to its CPO and CTA regulations, including changes to Regulation 4.7. Those technical changes ...

CFTC Proposes Changes To Form CPO-PQR Reporting ...

The CFTC unanimously approved a number of Proposed Amendments, one of which relates to Compliance Requirements for CPOs on Form CPO-PQR.

CFTC Proposes Amendments to Regulation 4.7 Exemption

The second material update is to the disclosure requirements for exempt CPOs and CTAs. The CFTC is proposing to establish minimum disclosures ...

CFTC Approves Proposed Rule Regarding Exemptions from Certain ...

(4) Technical amendments to CFTC Regulation 4.7 designed to improve its efficiency and usefulness for intermediaries and their prospective and ...

CFTC Proposes Amendments to Conditional Exemptions for ...

Thresholds Proposal); and. (iii) Codify certain CFTC exemptive letters permitting CPOs of 4.7 Funds that are. “fund of funds” to distribute ...

CFTC Proposes Changes to Rule 4.7 - Insights - Proskauer Rose LLP

On September 29, 2023, the CFTC approved a proposal to amend certain provisions of its regulations relating to commodity pools, ...

Impact of Proposed Amendments to CFTC Regulation 4.7 on CPOs ...

The US Commodities Futures Trading Commission (CFTC) recently proposed new rules that, among other actions, update the definition of a ...

CFTC Approves Proposed Rules and Other Commission Business

The Commission unanimously approved proposed amendments to Part 48 of CFTC regulations and is seeking comments on the proposed amendments. The ...

CFTC Proposes Rule 4.7 Changes That Would Impose Significant ...

2, the Commodity Futures Trading Commission (“CFTC”) proposed amendments ... CPOs”) and commodity trading advisers (“CTAs”). Rule 4.7 is ...

CFTC proposes CPO/CTA rule changes

A divided Commission voted Oct. 2 to amend portfolio thresholds and to make other proposed changes that would require CPOs/CTAs to disclose ...

CFTC Proposes Amendments to Conditional Exemptions for ...

The most significant aspect of the CFTC's proposed changes would be the Minimum Disclosure Proposal, which would require CPOs and CTAs relying ...

The CFTC Proposes Changes to Regulation 4.7 (Registration Lite)

CFTC Regulation 4.7 is also known as “Registration Lite” because it exempts CPOs and CTAs serving QEPs from certain disclosure, reporting, and recordkeeping ...

CFTC Approves Proposed Amendments to Regulations Regarding ...

Washington, D.C. — The Commodity Futures Trading Commission today announced the approval of a proposed rule to revise CFTC regulations ...

CFTC Proposes Expanded Exemption from CPO Registration for ...

The CFTC proposed amendments to CFTC Regulation 3.10(c)(3) that would allow non-US persons that are engaged in commodity pool operator (CPO) activity on ...