CFTC Year in Review
CFTC Year in Review: 23 Takeaways From 2023 and Predictions for ...
This alert covers 23 of our key takeaways from the CFTC's past year and offers insights on what might take place in the coming months.
CFTC Releases FY 2023 Enforcement Results
In FY 2023, the CFTC brought 47 actions involving conduct related to digital asset commodities, representing more than 49% of all actions filed ...
CFTC Year in Review: 23 Takeaways. From 2023 and Predictions for 20241. FEBRUARY 27, 2024. At an industry event in early 2023, Commodity Futures Trading ...
CFTC Year in Review: 23 Takeaways From 2023 and Predictions for ...
This article lays out 23 of our key takeaways from the past year and offers insights on what might take place in the coming months.
CFTC Division of Enforcement, FY 2023: A Year in Review and ...
The Division's results include a record-setting number of digital asset cases, in addition to actions alleging manipulation, spoofing, fraud, and other ...
This report contains the Commission's annual budget request provided to the Congress for consideration in the FY 2024 appropriations process.
The Year in Review - Commodity Futures Trading Commission
The Year in Review. Sumitomo Settlement. In May 1998, the Commission issued an order finding that Sumitomo Corporation of Japan manipulated the copper market in ...
November 2022, FY 2022 Agency Financial Report (PDF) ; October 2022, Addendum A (PDF), (CFTC Press Release No. 8613-22) ; September 2022, Aluminum Futures Markets ...
Press Releases ; 10/28/2024, Cancelled — October 29 Commission Open Meeting , 9004-24 ; 10/28/2024, CFTC Charges two Louisiana-Based Companies and Cofounder with ...
Office of the Inspector General | CFTC
OIG Reports ; September 2022. Management Challenges – Fiscal Year 2022. September 2021 ; August 2023. Audit of the Financial Stability Oversight Council's Efforts ...
Public Comments for 2023 - CFTC
All comments must be received by August 18, 2023. All submissions provided to the CFTC in any form may be published on the CFTC's website without review and ...
CFTC Enforcement and Regulatory Report: 2020 in Review and ...
CFTC Enforcement and Regulatory Report: 2020 in Review and 2021 Outlook. February 2021, Futures and Derivatives Law Report. View More. Share links: Share Link ...
CFTC Year in Review and a Look Forward
The CFTC ordered Advantage Futures LLC, an FCM, to pay a $1.5 million civil monetary penalty for failure to diligently supervise the handling of ...
CFTC and SRO enforcement trends: the year in review - FIA.org
2019 was a busy year for CFTC and SRO enforcement. At the first FIA Law & Compliance Division webinar for 2020, Stephen Obie and Alice Trantner Wilson of ...
CFTC Releases Annual Enforcement Results
Washington, D.C. — The Commodity Futures Trading Commission today released the agency's enforcement results for Fiscal Year 2022 that ...
Jones Day's Derivatives Markets Forum: The CFTC
Jones Day's Derivatives Markets Forum: The CFTC – The Year in Review and a Look Forward · Josh Sterling, Partner, Financial Markets Practice, ...
CFTC enforcement update: 2020 in review and outlook for 2021 | FIA
This panel provides an overview of the CFTC's considerable volume of enforcement activity in 2020. Panelists focus on enforcement trends and developments ...
As a not-for-profit organization, CFTC works with community partners to help diversify the local economy to support business development and employment.
Year in Review: Recent Developments in CFTC Enforcement
The CFTC alleged that Monex defrauded thousands of retail customers across the country -- many of whom are elderly -- out of hundreds of ...
CFTC Reports Record-Breaking Numbers in Fiscal Year 2023
The Commodity Futures Trading Commission (CFTC) experienced record-breaking numbers in FY 2023, both in the number of whistleblower tips ...