- Change in the US Regulatory Status of the KRX300 Futures Contract🔍
- Michael Philipp on Securities and Exchange Commission 🔍
- Regulatory Oversight🔍
- Foreign Listed Stock Index Futures and Options Approvals ...🔍
- U.S. Regulatory Requirements for Trading Security Futures Products🔍
- Contracts & Products🔍
- Provisions Common to Registered Entities🔍
- Security Futures🔍
Change in the US Regulatory Status of the KRX300 Futures Contract
Change in the US Regulatory Status of the KRX300 Futures Contract
Effective July 1, 2020, the KRX300 (a Korean Large-Cap Index) Futures Contract will no longer be considered a broad-based security index ...
Michael Philipp on Securities and Exchange Commission (SEC) | JD ...
Change in the US Regulatory Status of the KRX300 Futures Contract. Effective ... The US Commodity Futures Trading Commission (CFTC) and Securities and Exchange ...
Regulatory Oversight, Futures, CFTC | JD Supra
Change in the US Regulatory Status of the KRX300 Futures Contract · Morgan Lewis on 5/27/2020. Effective July 1, 2020, the KRX300 (a Korean Large-Cap Index) ...
Foreign Listed Stock Index Futures and Options Approvals ...
As a reminder, futures contracts that received CFTC no-action relief prior to the enactment of the Commodity Futures Modernization Act of 2000, ...
U.S. Regulatory Requirements for Trading Security Futures Products
There has been renewed interest in the U.S. regulatory requirements for trading security futures, as certain widely traded foreign indexes have ...
Trading of futures on single securities and futures on narrow-based security indexes, collectively called security futures products or SFPs, is jointly ...
Provisions Common to Registered Entities
The Commodity Futures Trading Commission ("Commission") is adopting amendments to the Commission's regulations under the Commodity Exchange ...
The Commodity Futures Modernization Act of 2000 (CFMA) lifted the ban on the trading of futures on single securities and on narrow-based security indices ...
ENVISION - KEB Hana Bank (D) AG
... future cash flows will fluctuate due to changes in foreign exchange rates. Currency risk arises in financial instruments expressed in currencies other than ...
Korean Journal of Financial Studies
Benchmark U.S. Crude oil WTI Cushing Spot dived ... In general, a mechanism of change ... On the other hand, prices for nearby futures are higher than that for ...
Rules & Rule Amendments | CFTC
However, CFTC Regulation 40.4 specifies that certain categories of new rules and rule amendments affecting a term or condition of a futures contract on an ...
As the demand for electric vehicles and renewable energy sources continues to grow, the battery technology industry is becoming increasingly important.
Event Contracts - Federal Register
... regulatory framework applicable to event contracts, i.e., the status ... contracts should not be allowed on the US futures and options markets.
Risk Disclosure Statement for Security Futures Contracts
Each regulated U.S. exchange that trades security futures contracts is subject to joint regulation by the Securities and Exchange Commission (SEC) and the ...