Current Guidance on Economic Analysis in SEC Rulemakings

BACKGROUND. High-quality economic analysis is an essential part of SEC rulemaking. It ensures that decisions to propose and adopt rules are informed by the ...

Economic Analysis - SEC.gov

The “Current Guidance on Economic Analysis in SEC Rulemaking” (March 16, 2012) (“Guidance”) was prepared by the Division of Economic and Risk Analysis.

Use of the Current Guidance on Economic Analysis in ... - SEC.gov

The Current Guidance states that “[h]igh- quality economic analysis is an essential part of SEC rulemaking.” The Current. Guidance provides four ...

Enhancing SEC Rulemaking Through Rigorous Economic Analysis

The Guidance aimed to insulate SEC regulations from judicial challenges related to economic analysis by systematically integrating economic ...

Division of Economic and Risk Analysis - SEC.gov

High-quality economic analysis is an essential part of SEC rulemaking. The Current Guidance on Economic Analysis in SEC Rulemaking was prepared by DERA and the ...

Implementation of the current guidance on economic analysis in ...

; Implementation of the current guidance on economic analysis in SEC rulemakings. · Send to · View Full Text · Links · Details · Virtual Browse.

Policy on the Use of Economic Analysis in MSRB Rulemaking

The SEC Guidance broadly outlines best practices, while recognizing that flexibility is required in order to determine the appropriate approach for individual ...

The Evolving Role of Economic Analysis In SEC Rulemaking

understanding of the current economic landscape.19. One implication of ... following guidance on economic analysis for SEC rules ... "). 48 See id. at ...

Cost-Benefit Analysis in Federal Agency Rulemaking - CRS Reports

covered agencies to conduct analyses for rules that hit a certain economic threshold—currently, a rule will trigger the requirement if it is ...

The Flawed Economic Analysis Underpinning SEC Rule Proposals

One function that the economists have at the SEC is to construct the economic analyses that accompany rulemakings. There's another part, and so ...

Implementation of the Current Guidance on Economic Analysis in ...

On July 24, 2012, the U.S. Securities and Exchange. Commission's (SEC or Commission) Office of Inspector General (OIG) received a letter from ...

Staff Guidance on Economic Analysis in PCAOB Standard Setting

Standard practice in the economic analysis of regulations involves addressing four main elements: (1) the need for the rule, (2) the baseline ...

Improvements in SEC Economic Analysis since Business Roundtable

In a relatively short period of time, the SEC issued new guidance for economic analysis, reorganized internally to give economists a greater voice in ...

The Evolving Role of Economic Analysis in SEC Rulemaking

[1] See U.S. Securities & Exchange Commission, Current Guidance on Economic Analysis in SEC Rulemakings, (Mar. 16, 2012), available at https ...

SEC Overreach: Examining the Need for Reform | Cato Institute

SEC, 647 F.3d 1144 (D.C. Cir. 2011). Securities and Exchange Commission, “Current Guidance on Economic Analysis in SEC Rulemakings ...

Framework Regarding FINRA's Approach to Economic Impact ...

securities laws and the rules of the Municipal Securities Rulemaking Board. ... Securities and Exchange Commission's Current Guidance on Economic Analysis in SEC.

Rational Boundaries for SEC Cost-Benefit Analysis

COMM'N, CURRENT GUIDANCE ON ECONOMIC ANALYSIS IN SEC. RULEMAKINGS. (Mar. 16, 2012), http://www.sec.gov/divisions/riskfin/rsfi_guidance_econ_analy_ secrulemaking ...

The Evolving Role of Economic Analysis In SEC Rulemaking

Recently, the SEC has come under great scrutiny for how it conducts economic analysis around rulemakings, especially those associated with the Dodd-Frank ...

Regulatory Impact Analysis for Financial Regulations

Counsel, Memorandum: Current Guidance on Economic Analysis in SEC Rulemakings (March 16, 2012). 9 Jerry Ellig, Agency Economists, Final Report ...

Systematic Study Shows Improvement in SEC Economic Analysis

Systematic Study Shows Improvement in SEC Economic Analysis · Seven major SEC regulations finalized prior to the 2012 guidance · Seven major SEC regulations ...