Current Status of the DOL Fiduciary Rule

2024 DOL final fiduciary rule and redefinition of “investment advice”

On April 22, 2024, the Department of Labor (DOL) published a new final rule that defines who is an “investment advice fiduciary” and governs the provision of “ ...

DOL Fiduciary Rule Implementation Delayed. What Does the DOL ...

On April 23, 2024, the DOL finalized regulations titled the “Retirement Security Rule” (the Final Rule) that changed the longstanding meaning of what ...

DOL Fiduciary Rule Saga Continues: 2024 Fiduciary Rule Halted by ...

The 2024 fiduciary rule, by broadening the definition, would make more producers investment advice fiduciaries.

What plan sponsors should know about DOL's final fiduciary rule

A new Department of Labor (DOL) regulation expands the scope of fiduciary investment advice under ERISA. The rule primarily targets financial services firms, ...

New DOL Fiduciary Rule Stayed: What Advisors and Insurance ...

This means that the current regulatory definition of fiduciary status, which is the “five-part test” from the DOL's 1975 regulation, as well ...

DOL's Fiduciary Rule: The Latest Developments - K&L Gates

The Fiduciary Rule also includes amendments to several prohibited transactions exemptions (PTEs), including PTE 2020-02 and PTE 84-24. The ...

Fact Sheet: Retirement Security Rule and Amendments to Class ...

On April 23, 2024, the U.S. Department of Labor released the Retirement Security Rule defining who is an investment advice fiduciary for ...

An update on the 2024 DOL Fiduciary Rule - Vertafore

The fiduciary rule's current status? Mired in legal challenges. ... Despite the DOL's intentions to enhance investor protection, the ...

Department of Labor Releases New ERISA Fiduciary Rule | Insights

The US Department of Labor (DOL) on April 23, 2024, issued the Retirement Security Rule (the Final Rule), which expands who qualifies as an investment advice ...

The DOL's Final Fiduciary Rule: What Private Fund Managers Need ...

On April 23, 2024, the U.S. Department of Labor (“DOL” or “Department”) released its final fiduciary rule, marking the completion of its ...

The New DOL Fiduciary Rule For 2024 And Insurance Producers

The DOL fiduciary rule is back for 2024 as the Retirement Security Rule. What does that mean for annuity professionals?

The DOL's Final Investment Advice Fiduciary Rule Is Here | Locke Lord

The Final Rule replaces the current “five-part” test and significantly broadens the persons who may be a fiduciary under ERISA.

DOL Finalizes Investment Advice Fiduciary Rule | Insights

The Final Regulations remain controversial and are expected to be the subject of various legal challenges. They are the latest in over a decade ...

The DOL's fiduciary rule put on pause - Norton Rose Fulbright

The United States District Court for the Eastern District of Texas issued an order staying the effective date of the DOL's final fiduciary rule that was ...

DOL Releases Final Investment Advice Fiduciary Rule | Advisories

The DOL's last major regulatory effort (in 2016) to revamp the definition of “investment advice fiduciary” and the related suite of prohibited ...

Retirement Security Rule: Definition of an Investment Advice Fiduciary

The Retirement Security Rule protects retirement investors from harmful conflicts of interest when getting advice about their investments in retirement ...

Department of Labor Finalizes Changes to Its Fiduciary Rules

Rule significantly expands the type of advice that results in fiduciary status versus the current rule. ... Rule provides extensive explanation of the types of ...

U.S. Department of Labor Publishes its Newest Fiduciary Rule

On April 23, 2024, the U.S. Department of Labor (DOL) released a final rule, titled the “Retirement Security Rule” (the Final Rule), ...

Federal Judge Slams Brakes on Fiduciary Rule - ASPPA

“DOL repeats the error in the 2024 Fiduciary Rule. By capturing one-time rollover and annuity recommendations in its scope, the 2024 Fiduciary ...

DOL Fiduciary Rule 2024: What It Means for Investors - Morningstar

The DOL has made previous attempts to promulgate a new fiduciary rule, first introducing a proposal in 2010. The next attempt was made by the ...