DOL Fiduciary Rule Explained as of August 31

Everything You Need to Know About the DOL Fiduciary Rule

The Department of Labor (DOL) expanded the “investment advice fiduciary” definition, but it was vacated by a Federal Appeals Court for being "unreasonable."

A Guide to the DOL's New Investment Advice Fiduciary Rule Proposal

The Proposed Rule would expand the fiduciary net by allowing the “regular basis” requirement to be satisfied for anyone who makes (or has an ...

Fact Sheet: Retirement Security Proposed Rule and Proposed ...

The Department is proposing the new definition of an investment advice fiduciary to better protect retirement investors who make decisions about ...

Insights on the Department of Labor's new fiduciary investment ...

In 2016, the Department of Labor (DOL) issued a new fiduciary rule that broadened the definition of fiduciary investment advice to better ...

U.S. Department of Labor Publishes its Newest Fiduciary Rule

On April 23, 2024, the U.S. Department of Labor (DOL) released a final rule, titled the “Retirement Security Rule” (the Final Rule), ...

DOL Fiduciary Rule Explained as of August 31, 2017 - Wink, Inc.

September 13, 2017 by Investopedia. The Department of Labor (DOL) Fiduciary Rule is a new ruling, originally scheduled to be phased in April 10, ...

Here We Go Again: DOL Proposes New Fiduciary Rule - K&L Gates

On 31 October 2023, the Department of Labor (DOL) unveiled its proposed “Retirement Security Rule” (Proposed Rule)1 redefining who is an ...

DOL Fiduciary Rule 2024: What It Means for Investors - Morningstar

The net effect: Anyone who holds themself out as a trusted advisor when providing advice will become an investment advice fiduciary, meaning ...

The DOL's Final Fiduciary Definition Compared to the Proposal

The DOL's fiduciary regulation and the amended Prohibited Transaction Exemptions (PTEs) 2020-02 and 84-24 will be effective on September 23 of ...

The DOL's final fiduciary rule expands the scope of investment ...

The US Department of Labor issued a final rule expanding the definition of an “investment advice fiduciary” with respect to employee benefit plans and IRAs ...

New Fiduciary Rule Sent to OMB by Department of Labor - ASPPA

The Department of Labor (DOL) sent a new version of a proposed fiduciary rule to the Office of Management and Budget (OMB) late Sept. 8 for ...

Navigating the Impact of the New Fiduciary Rule on Insurers and ...

On April 23, 2024, the U.S. Department of Labor (the “DoL”) released its final rule (“Fiduciary Rule”) titled Retirement Security Rule: ...

2024 DOL final fiduciary rule and redefinition of “investment advice”

On April 22, 2024, the DOL published a final rule that broadens the definition of an “investment advice fiduciary” and expands the definition of “investment ...

DOL Fiduciary Rule Expected This Spring - Armstrong Teasdale LLP

31, 2023, the DOL published proposed changes to the longstanding meaning of what constitutes “investment advice” under the definition of a ...

DOL Fiduciary Rule Saga Continues: 2024 Fiduciary Rule Halted by ...

The 2024 fiduciary rule, by broadening the definition, would make more producers investment advice fiduciaries.

DOL redefines investment advice fiduciary, again - A&O Shearman

The U.S. Department of Labor (“DOL”) published (1) its final fiduciary rule (the “Final Rule”), expanding the scope of investment advice ...

New DOL Fiduciary Rule: Top 5 Facts Advisers Should Know

Answer: The new fiduciary rule, or officially the Retirement Security Rule, is effective September 23, 2024, and casts a wide net that could ...

DOL Releases New Fiduciary Rule - SHRM

31 unveiled its new fiduciary rule that extends fiduciary standards and aims to close loopholes that some say cost retirement savers money. The ...

Yet Another DOL Fiduciary Rule Released: Will the 'Regular Basis ...

The Final Release will likely expand the situations in which market participants will be deemed to be “investment advice” fiduciaries under ...

US Department of Labor announces proposed rule to protect ...

The updated definition of an investment advice fiduciary would apply when financial services providers give investment advice for a fee to ...