DOL Files Last Minute Appeal of the Fiduciary Rule's Stay

The Department of Labor (DOL) appealed to the Fifth Circuit Court on Friday to reverse a ruling from the District Court for Eastern Texas ...

DOL Appeals Two Rulings Halting Fiduciary Rule - ThinkAdvisor

A day after, the U.S. District Court for the Northern District of Texas issued its own stay of the fiduciary rule and the prohibited transaction ...

DOL to appeal court stays on fiduciary rule for retirement advice

Its backers should file a lawsuit based on the "very flimsy" exemption for prohibited transactions enabling annuity sales under current rules, ...

DOL Fiduciary Rule: The Saga Continues With Eleventh Hour ...

DOL Fiduciary Rule: The Saga Continues With Eleventh Hour Appeal of Fiduciary Rule Stay · Renders advice as to the value of securities or other ...

Department of Labor Appeals Two Stays on Fiduciary Rule

The Department of Labor (DOL) on Friday filed an appeal to reverse two federal court stays that halted its Retirement Security Rule.

DOL Will Appeal Stay on Fiduciary Rule | PLANADVISER

The Department of Labor will appeal two federal court stays on its fiduciary rule, which was originally slated to go into effect Monday.

DOL Fiduciary Rule - NAFA

DOL files last-minute notice, indicating its intent to appeal the district court decision in the ASA case. Read the Notice of Appeal here.

4 Fiduciary Resolutions for 2024

The Department of Labor (DOL) appealed to the Fifth Circuit Court on Friday to reverse a ruling from the District Court for Eastern Texas that ...

Gina Alsdorf on X: "ICYMI - The DOL filed to appeal the #fiduciary ...

ICYMI - The DOL filed to appeal the #fiduciary rule stay on Friday ... DOL Files Last Minute Appeal of the Fiduciary Rule's Stay. The ...

DOL to appeal court stays on fiduciary rule for retirement advice

Last week, the Labor Department determined that the rule failed to meet the standards for worker protection under the Fair Labor Standards Act ...

DOL and SEC Fiduciary Rule - 401khelpcenter.com

In April 2024, the DOL issued the final version of its Retirement Security Rule which imposes an ERISA fiduciary standard. Staying informed about and compliant ...

The DOL's Final Fiduciary Rule: What Private Fund Managers Need ...

On April 23, 2024, the U.S. Department of Labor (“DOL” or “Department”) released its final fiduciary rule, marking the completion of its ...

DOL Files Counter-Brief to Retirement Security Rule Challenge

The Retirement Security Rule, finalized in April, expands the definition of fiduciary such that a financial professional who holds themselves ...

The Death of the DOL Fiduciary Rule? - Ed Slott and Company, LLC

It now appears that the new fiduciary rules proposed by the Department of Labor (DOL) back in June of 2016 are all but dead. Late last week ...

DOL Appeals Stay on Fiduciary Rule in Texas Courts

The DOL appeals to the Fifth Circuit to reverse Texas courts' stay on its fiduciary rule, impacting investment advice for 401(k) plans and IRAs.

DOL Updates Missing Participant Guidance - ASPPA

How can the fiduciaries of terminated DC plans fulfill their obligations under ERISA to locate missing participants and properly distribute ...

Fiduciary Rule 4.0 Released

On April 23, the U.S. Department of Labor (DOL) published the “Retirement Security Rule: Definition of an Investment Advice Fiduciary,” which makes changes ...

The DOL's fiduciary rule put on pause - Norton Rose Fulbright

The United States District Court for the Eastern District of Texas issued an order staying the effective date of the DOL's final fiduciary rule that was ...

Retirement Security Rule: Definition of an Investment Advice Fiduciary

The Department of Labor (Department) is adopting a final rule defining when a person renders "investment advice for a fee or other ...

Will The DOL Appeal Court Stay Of The Fiduciary Rule? - FA Mag

The U.S. District Court for the Northern District of Texas issued a stay of the fiduciary rule July 26, as requested by the American Council of ...