Deregistration of Certain Registered Investment Companies

Deregistration of Certain Registered Investment Companies - SEC.gov

Commission's Regulation S-T [17 CFR 232.101]. I. DISCUSSION Under section 8(f) of the Investment Company Act, the Commission may deregister a registered ...

270.8f-1 Deregistration of certain registered investment companies.

17 CFR § 270.8f-1 - Deregistration of certain registered investment companies. · (a) Has sold substantially all of its assets to another registered investment ...

Form N-8F - SEC.gov

Application for Deregistration of Certain Registered Investment Companies. Instructions for using Form N-8F. This form may be filed by an investment company ...

270.8f-1 Deregistration of certain registered investment companies.

§ 270.8f-1 Deregistration of certain registered investment companies. A registered investment company that seeks a Commission order declaring that it is no ...

17 CFR § 274.218 - Form N-8F, application for deregistration of ...

17 CFR § 274.218 - Form N-8F, application for deregistration of certain registered investment companies. · (a) Has sold substantially all of its assets to ...

Deregistration Under Section 8(f) of the Investment Company Act of ...

This document has been published in the Federal Register. Use the PDF linked in the document sidebar for the official electronic format.

Federal Rules: DEREGISTRATION OF CERTAIN REGISTERED ...

Federal Rules: DEREGISTRATION OF CERTAIN REGISTERED INVESTMENT COMPANIES | U.S. GAO ; Subagency. United States Securities and Exchange Commission ; Type. Non- ...

Form N-8F Application for Deregistration of Certain Registered ...

The latest form for Form N-8F Application for Deregistration of Certain Registered Investment Companies expires 2022-08-31 and can be found here. SEC filings ...

Public Inspection: Deregistration under the Investment Company Act

It is scheduled to be published on 10/30/2024. Once it is published it will be available on this page in an official form. Until then, you can ...

Form N-8F Application For Deregistration Of Certain Registered ...

Form N-8F Application For Deregistration Of Certain Registered Investment Companies (SEC1691) {N-8F} · Description · Related forms.

Form N-8F Application for Deregistration of Certain Registered ...

IC Title: Form N-8F Application for Deregistration of Certain Registered Investment Companies, Agency IC Tracking Number: ; Is this a Common Form? No, IC Status: ...

part 274—forms prescribed under the investment company act of 1940

§ 274.218 Form N-8F, application for deregistration of certain registered investment companies. This form must be used as the application for an order of ...

SEC Deregistration - Vorys

The SEC has established certain counting rules for this purpose. Under these rules, shares are considered to be “held of record” by each person who is ...

Rules and regulations promulgated under the Investment Company ...

Rule 8b-31 — Omission of substantially identical documents. Rule 8b-32 — [Reserved]. Rule 8f-1 — Deregistration of certain registered investment companies. Rule ...

Notice of Applications for Deregistration Under Section 8(f) of the ...

Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 20700-20701 [2013-07946]

15 USC 80a-8: Registration of investment companies - U.S. Code

Whenever the Commission, on its own motion or upon application, finds that a registered investment company has ceased to be an investment company, it shall so ...

SEC Form 15-12B: What It is, How It Works - Investopedia

Companies deregister securities when it becomes financially prohibitive to remain a public reporting company and stay listed on a national securities exchange.

Overview of Federal and State Regulation of Investment Companies

deregister with the SEC and instead register with the state ... require certain investment advisers to registered investment companies to register.

Real Estate Fund Sponsors Under the Advisers Act - DLA Piper

In addition, some multi-strategy investment managers that are already registered may ... register as an investment company unless an.

Federal Register, Volume 60 Issue 146 (Monday, July 31, 1995)

... and Exchange Commission (``SEC''). ACTION: Notice of application for deregistration under the Investment Company Act of 1940 (the ``Act'').