Division of Investment Management

Division of Investment Management - SEC.gov

Oversees investment advisers and investment companies, including mutual funds and other investment products, that investors may use to help them buy a home, ...

The Division of Investment Management Senior Officers - SEC.gov

Search Filings Full Text, Search Latest Filings, Mutual Fund Search, Variable Insurance Products Search, SIC Codes, CIK Lookup, Public Dissemination Service ( ...

Division of Investment Management - Investopedia

The Division of Investment Management, a division with the SEC, regulates investment management industry to protect retail investors.

Division of Investment - NJ.gov

The Division, under the Council's supervision, is one of the largest US pension fund managers in the United States.

Office Hours with Gary Gensler *Division Edition* - YouTube

... Division of Investment Management and how this relates to your hard-earned nest eggs: https://www.sec.gov/investment-management *** About ...

U.S. SEC Division of Investment Management Update

The Division of Investment Management develops regulatory policy for investment advisers and investment companies, including mutual funds, exchange-traded ...

Investment Management | NC Treasurer

The Investment Management Division serves as the investment arm for the Department of State Treasurer. This Division employs more than 20 investment ...

Cybersecurity Risk Management for Investment Advisers ...

... Investment Adviser Regulation Office, Division of Investment Management, (202) 551-6787 or [email protected]; Y. Rachel Kuo, Senior Counsel ...

17 CFR § 200.20b - Director of Division of Investment Management.

17 CFR § 200.20b - Director of Division of Investment Management. ... § 200.20b Director of Division of Investment Management. ... These duties shall include ...

SEC Names Agency Vet to Lead Investment Management Division

The Securities and Exchange Commission has announced a new Investment Management Division Director to replace William Birdthistle, ...

Division of Investment Management - Latham & Watkins LLP

Securities and Exchange Commission (SEC) – Division of Investment Management. As national and global market leaders know, the ability to understand and ...

Oversight of the SEC's Division of Investment Management

Hearing ... Click here to view the Committee Memorandum. Click here to view the LIVESTREAM of this hearing. Witnesses.

SEC's Division of Investment Management to Host Conference on ...

The Securities and Exchange Commission's Division of Investment Management (IM) today announced it will host the second annual Conference on Emerging Trends in ...

Investment Management - NOMURA

Investment Management Division provides various investment products and services, including investment trusts, discretionary investment services, ...

Investment Management 2024: Current Issues & Trends

... Investment Advisers Act of 1940, and other relevant laws. Special Feature(s): The program will host a keynote from the Division of Investment Management.

Doug Scheidt - A&O Shearman

The Division of Investment Management is the SEC Division charged with regulating investment advisers and investment companies. He provided critical counsel ...

Response of the Office of Chief Counsel Division of Investment ...

This document is about the Securities and Exchange Commission's Office of Chief Counsel, Division of Investment Management providing guidance on the ...

Investment Management Newsletter – Q4 2023

SEC EXAMS. SEC Division of Examinations (“EXAMS”) releases its 2024 examination priorities. On October 16, EXAMS released its 2024 examination ...

Investment Management | WilmerHale

WilmerHale's Investment Management Group provides sophisticated legal and regulatory advice to investment advisers, private fund sponsors, registered funds.

Division of Investment Management to Host Conference on ...

The conference, started in 2023 by former IM Director William Birdthistle, will feature remarks from SEC Chair Gary Gensler, Division Director Natasha Vij ...