FSCS places Welsh firm in default over unsuitable investment ...

The FSCS told Professional Adviser it has received a single valid claim related to unsuitable investment advice, which is currently in progress.

Failed firms | Companies in default | FSCS

... unsuitable investment advice · I got £17k back after my pension operator went ... Investments. Inter-UK Financial Services Ltd trading as IUK Global ...

FSCS declares two firms in default - FTAdviser

The Financial Services Compensation Scheme has declared West-Yorkshire based Carl Julian Hanson, trading as Bright Future, and Clwyd-based ...

Six firms were declared in default in August and September 2024

Failed firms | Companies in default | FSCS

... unsuitable investment advice · I got £17k back after my pension operator went ... Find a firm. You can search a firm by entering a firm name or FRN number. Find.

FSCS places firm under investigation amid liquidation - FTAdviser

The Financial Services Compensation Scheme has placed London-based City & Merchant Ltd under investigation after it entered liquidation.

FSCS confirms 12 firms have been declared in default in August and ...

The latest articles written by Ayesha Venkataraman - Page 7

Cost of Living · Over half of advisers expect cost of living to hit clients' savings · Regulation · FSCS places Welsh firm in default over unsuitable investment ...

FSCS declares investment manager with 173 claims in default

... Financial Ombudsman Service (FOS) claims related to unsuitable investment and pension advice. Curzon Capital lost its FCA permissions in ...

FSCS give firms a declaration of default - TLW Solicitors

This definition allows consumers to make claims to the FSCS for compensation if they believe they have been given improper advice regarding ...

FSCS declared 35 firms in default between Aug and Oct

FSCS declares nearly dozen firms in default - Money Marketing

Paul Lewis: FSCS fines are Rishi Sunak's image shiner. By Paul Lewis. I suggested the cost of compensating the victims of the bad financial… 5 ...

declarations open the way for consumers to claim compensation ...

For example, if somebody has been advised to buy an investment product that was unsuitable for them and they have lost money as a result of the ...

Firms list | FSCS

IA response to FCA CP17-36 - reviewing the funding of FSCS

By firms knowing they will be screened against a set of rules, including acceptable investment strategies, by the FCA, the more inappropriate products ought to ...

PS12/24: Consumer redress scsheme in respect of unsuitable ...

We believe that the file review exercise clearly demonstrated a high level of unsuitable advice and inadequate disclosure by the firms reviewed, ...

17 firms gone out of business Feb - Mar | FSCS

... unsuitable investment advice · I got £17k back after my pension operator went ... FSCS has confirmed that the 17 firms below are in default – which means ...

Phoenix firms: FCA to clamp down as FSCS payouts mount - Citywire

'We don't necessarily consider phoenixing to be bad,' she said. 'The ... New Model Adviser® looked at eight firms declared in default by the FSCS ...

Annual report and financial statements 2021/22

through our Wales Flexible Investment Fund and the company – it's a great ... of unsuitable providers, reputational damage, unbudgeted costs, fines and ...

Welcome to our Blog - Smooth Commercial Law

... Financial Services after it was discovered the firm gave unsuitable pension transfer advice. ... invest in an unsuitable investment. Our ...