Franklin to Integrate Wamco Amid SEC Investigation

Franklin Resources, Inc. BEN will start to integrate parts of its Western Asset Management Co. (“Wamco”) unit into its larger operations, ...

Shift hints at end of Wamco's independence from Franklin · SEC investigating three years of star bond manager's trades.

Franklin Resources will start taking over parts of its Western Asset Management Co. unit as the bond house grapples with a Securities and ...

Franklin will start taking over parts of its Western Asset Management unit as the bond house grapples with an SEC investigation into its ...

... , staff were told last week, as the fallout from the SEC investigation…

BEN is set to integrate Wamco into its larger operations as the unit faces massive outflows, the SEC probe and internal challenges. Zacks.

The exodus was set in motion when Franklin announced that the Justice Department and Securities and Exchange Commission were investigating ...

Franklin will start taking over parts of its Western Asset Management unit as the bond house grapples with an SEC investigation into its ...

A surge of investor redemptions has slashed the amount of cash managed by Franklin Resources Inc.'s bond unit, Western Asset Management Co., ...

... Western Asset Management, has been put on a leave of absence amid a SEC investigation about derivatives trades for high net-worth clients.

... SEC investigation into its star bond ... Franklin to Integrate Parts of Wamco, Cut Jobs Amid Outflows. Franklin ...

Western Asset Management co-chief investment officer Ken Leech faces a potential enforcement action from the Securities and Exchange Commission.

Wamco key bond fund falls below $10 billion as clients flee · CEO discloses that CFTC is also investigating trades at Wamco.

In a regulatory filing last month, Franklin Resources announced that it had launched an internal investigation into "certain past trade ...

On 26 July, Franklin Resources, the parent company of Western Asset, disclosed through regulatory filings that it had launched an internal ...

“The company launched an internal investigation into certain past trade allocations involving treasury derivatives in select Western Asset- ...

Franklin Resources, the parent company of Western Asset Management, revealed in regulatory filings that it had initiated an internal ...

As the SEC investigates past trade allocations of treasury derivatives regarding Western Asset Management, Leech has been taken off of all ...

(Bloomberg) -- Ken Leech, the longtime Western Asset Management chief investment officer, left that role amid probes from the Justice ...

Parent firm Franklin Templeton, which acquired Western in 2020, first reported its joint internal investigation with Western in a July 26, 2024, ...