How to file a Reparations Complaint with the CFTC
If you would like to file a complaint or have questions, please contact the Office of Proceedings by email at [email protected] or by phone at (202) 418-5506 ...
You can submit a tip to the Division of Enforcement by filing a Form TCR through the CFTC's whistleblower program. You do not need to also file a Complaint Form ...
You can verify that the person(s) and/or firm(s) named in the complaint were registered with the CFTC at the time of the alleged offense by calling (202) 418- ...
How the CFTC's Reparations Program Helps Customers Resolve ...
Your complaint involves a futures trading professional registered with the CFTC at the time of the alleged wrongdoing or at the time you file the complaint. You ...
Reporting to the CFTC Division of Enforcement (DOE). Form DOE (HTML). File a complaint by phone: 866-FON-CFTC (866-366-2382). Part 12 ; Reparations Complaints.
How to file a Reparations Complaint with the CFTC - YouTube
... CFTC Reparations Complaint Form: www.cftc.gov-ucm-groups-public-@cpdisciplinaryhistory-documents-file-cftcform30.pdf NFA BASIC search system ...
Describe in detail, giving names, dates and the facts which will show how the Commodity Exchange Act was violated and how you were injured by that violation.
Your complaint, if it meets the filing require- ments, will be decided by a CFTC Judgment. Officer who specializes in commodity law. The cost and time involved ...
17 CFR Part 12 -- Rules Relating to Reparations - eCFR
A procedure pursuant to subpart E may be elected only if the amount of actual damages claimed in the complaint or as counterclaims, exclusive of interest, costs ...
The Reparations Program of the Commodity Futures Trading ...
First, your complaint, if it meets the filing requirements, will be decided by a CFTC Judgment Officer who specializes in commodity law. Second, the cost of and ...
Free Reparations Complaint Form CFTC Instructions | PrintFriendly
The purpose of the Reparations Complaint Form is to facilitate the filing of complaints regarding violations of the Commodity Exchange Act. It serves as a ...
12:128. Complaint—CFTC reparations complaint checklist - Westlaw
View on Westlaw or start a FREE TRIAL today, § 12:128. Complaint—CFTC reparations complaint checklist, Legal Forms.
Determine if Your Case is Eligible for the Reparations Program | CFTC
You can file a reparations complaint if: ... The individual or firm violated the Commodity Exchange Act (CEA) or CFTC regulations. Provide a detailed statement ...
Reparations Complaint, CFTC Form 30 - OMB 3038-0115
CFTC Form 30, created in or about 1984, mirrors the requirements set forth in subparagraph (b). The form was created to assist customers--who are typically pro ...
Select the Right Proceeding for Your Issue | CFTC
Before filing a complaint, you must choose which of the three types of reparations proceedings you wish to submit — voluntary proceeding, available for ...
Agency Information Collection Activities: Notice of Intent To Extend ...
Agency Information Collection Activities: Notice of Intent To Extend Information Collection 3038-0115, Reparations Complaint, CFTC Form 30.
Federal Register/Vol. 86, No. 132/Wednesday, July 14, 2021/Notices
for filing a Reparations complaint. Specifically, paragraph (b) describes the form and content requirements of a complaint. CFTC Form 30 mirrors ...
Federal Register/Vol. 89, No. 137/Wednesday, July 17, 2024/Notices
Title: Reparations Complaint, CFTC. Form 30 (OMB Control No. 3038–0115). This is a request for extension of a currently approved information.
Federal Register/Vol. 89, No. 85/Wednesday, May 1, 2024/Notices
Reparations Complaint, CFTC Form 30. AGENCY: Commodity Futures Trading. Commission. ACTION: Notice. SUMMARY: The Commodity Futures. Trading ...
With OMB Control No. Feb 2018 CFTC Reparations Complaint Form
Fill Online, Printable, Fillable, Blank Form 30 - With OMB Control No. Feb 2018 CFTC Reparations Complaint Form Form. Use Fill to complete blank online ...