Industry Warns CFTC Against Broad Algorithmic Trading Rules

Market participants told the Commodity Futures Trading Commission at a Friday roundtable that proposed rules to regulate automated and ...

Industry warns CFTC against rushing to regulate AI for trading

Market participants have urged the Commodity Futures Trading Commission (CFTC) to proceed cautiously in developing new rules and guidance regarding the ...

Building A Regulatory Framework for AI in Financial Markets | CFTC

[6] 15 U.S.C. 9401(3). The National Artificial Intelligence Act of 2020 became law as part of a broader bill covering national defense matters ...

CFTC Revises Proposed Reg AT - WilmerHale

... affect those in the futures industry who trade electronically, imposing new registration and supervision requirements on algorithmic traders.

CFTC Technology Advisory Committee Takes Tough Stance on ...

Timothy Massad, chairman of the TAC, opened discussion on the Commission's proposed rule to address the increased use of automated trading, Regulation Automated ...

Statement of Dissent by Commissioner J. Christopher Giancarlo ...

Therefore, the issue raised by proposed Reg. AT and this Supplemental Notice is NOT whether the CFTC can examine source code of automated ...

AI use in and risk to derivatives markets | IATP

IATP began to research algorithmic trading in automated trading systems (ATS) in 2013, when the CFTC requested comment on a “Concept Release ...

sifma-amg-submits-comments-to-the-cftc-on-proposed-regulation ...

believes that the futures industry has largely addressed the risks posed by automated trading ... As proposed, the definition of Algorithmic Trading would broadly ...

Recent CFTC Enforcement Actions: Spoofing and Virtual Currency ...

In January, the CFTC, along with the Department of Justice, brought the largest futures market criminal enforcement action in U.S. history, ...

Reviewing CFTC Regulation AT Proposals - Schulte Roth & Zabel LLP

algorithmic trading techniques. Says Daly, “the. CFTC proposals are very broad, and we have mainly focused on the new AT Persons category and the amendments ...

Federal Register: Regulation Automated Trading

168 CFTC Technology Advisory Committee Subcommittee on Automated and High-Frequency Trading, ... market-wide effects of the proposed regulations ...

Effort to police algorithms raising alarms - Pensions & Investments

The Commodity Futures Trading Commission's effort to more closely monitor the use of algorithms for derivatives trades is sparking warnings ...

Regulation Automated Trading - Federal Register

On December 17, 2015, the Commodity Futures Trading Commission ("CFTC" or "Commission") published in the Federal Register a notice of ...

The Commodity Futures Trading Commission - CRS Reports

On the other hand, industry participants have warned that if the CFTC proposed rule were not ... on Automated and High Frequency Trading which ...

Digital Assets | CFTC

New technologies are wide-ranging in scope, from cloud computing and algorithmic trading to distributed ledgers to artificial intelligence and machine ...

MiFID II Review Report - | European Securities and Markets Authority

The concept of algorithmic trading is broad, and many ... notice of proposed rulemaking, Regulation Automated Trading, and on November 25, 2016,.

Bridging the Week - October 2018 #3 | Katten Muchin Rosenman LLP

The Commodity Futures Trading Commission obtained orders from a federal court in New York concluding its first-filed enforcement action ...

CFTC Holds Roundtable to Consider Proposed Regulation AT

On June 10, 2016, Staff for the Commodity Futures Trading Commission (“CFTC”) held a public roundtable to discuss its proposed Regulation ...

Pro-Reform Reconsideration of the CFTC Swaps Trading Rules

Swaps are also widely used for a broad range of commodities, such as oil, coal, electric power, natural gas, industrial and precious metals and ...

March 16, 2016 Via Electronic Submission Mr. Christopher ...

continue to work with the CFTC on all areas of automated trading. ... in Algorithmic Trading on or subject to the rules of a DCM, or persons.