Information Paper on Good Practices for Licensed and Exempt ...

Information on the good practices of financial advisers in the areas of advisory and sales process, recruitment, training and competency of ...

FINANCIAL ADVISERS ACT 2001 - Monetary Authority of Singapore

Information Paper on Good Practices for Licensed and Exempt Financial Advisers. 1. Information Paper No : FAA – IP01. Issue Date. : 17 November ...

Draft Information Paper on Good Practices for Licensed Financial ...

Good Practices for Licensed Financial Advisers and Exempt Financial Advisers. June 2004. MONETARY AUTHORITY OF SINGAPORE iii. CONTENTS. 1. Introduction. 2 ...

MAS Information Paper [FAA-IP01] - Capital Governance

... Information Paper titled 'Good Practice for Licensed and Exempt Financial Advisers.' . This paper provides guidance on enhancing the ...

Issues Information Paper on Good Practices for Financial Advisers

Singapore, 17 Nov 2004...The Monetary Authority of Singapore (MAS) issued an Information Paper on Good Practices for Licensed and Exempt ...

Singapore MAS Issues Updated Information Paper on Good ...

Singapore MAS Issues Updated Information Paper on Good Practices for Licensed & Exempt Financial Advisers, Covering Sales Process, Use of Gifts, ...

APAC, July 2024 - Regulatory Update

On 31 July 2024, the Monetary Authority of Singapore (MAS) issued a revised Information Paper on Good. Practices for Licensed and Exempt ...

Federal Firearms Licensee Quick Reference and Best Practices Guide

This publication contains information to help the public understand when those who buy and sell firearms must have a federal firearms license. Youth Handgun ...

Best Practices - American Association of Motor Vehicle Administrators

This guideline document contains information on standard motorcycle operator licensing systems; motorcycle safety initiatives and strategies to increase proper ...

Combating the Abuse of Non-Profit Organisations ... - FATF

A limited update of the best practices paper was conducted in 2013 with specific input from the NPO sector to reflect the revised FATF Recommendations and the ...

OFAC Consolidated Frequently Asked Questions

For more information about best practices for securing home networks and ... These procedures stipulate that, as of the effective date of the TRA, license ...

Regulations: Good Clinical Practice and Clinical Trials - FDA

... information immediately preceding the codified regulation. The preamble provides information about the regulation such as why the regulation is being ...

Beneficial Ownership Information | FinCEN.gov

Are some companies exempt from the reporting requirement? C. 3. Are certain corporate entities, such as statutory trusts, business trusts, or foundations, ...

FISD Best Practice Recommendation – SIIA

These Best Practice Recommendations are intended to set out in general terms a minimum standard of good practice and cooperation between the parties to an ...

MAS focuses on good practices for the financial advisory industry ...

On 26 March 2021, the Monetary Authority of Singapore released an information paper on good practices relating to disciplinary action ...

State Board of Medicine - Commonwealth of Pennsylvania

Examination Information. MEDICAL DOCTORS. USMLE Step 3. For examination ... Act 53 of 2020 Best Practices Guide · Veteran-Owned Business Exemptions ...

FOIA Guide, 2004 Edition: Exemption 6 - Department of Justice

... well as comparable information concerning individual civilian employees. And by regulation, the Department of the Army discloses substantially the same ...

NIST SP 800-122, Guide to Protecting the Confidentiality of ...

22 The Privacy Act, as well as other U.S. privacy laws, is based on the widely-recognized Fair Information Practices, also called Privacy Principles. The ...

Methods for De-identification of PHI - HHS.gov

... information, as well ... Health Level 7 (HL7) and the International Standards Organization (ISO) publish best practices in documentation and ...

Physician - DSPS - Wisconsin.gov

Find a list of license renewals available via LicensE in the chart on the LicensE Customer Information page. ... licensed to practice medicine and surgery.