Key takeaways from the FCA's Annual Report and Accounts and ...

Key takeaways from the FCA's Annual Report and Accounts and Enforcement Data for 2023/24 · In 2023 the FCA has assessed around 140,000 websites ...

Annual Report and Accounts 2023/24 - Financial Conduct Authority

The survey's results give an insight into the FCA's performance over the past year and on lessons ... Management Framework (RMF) is the FCA's key ...

The FCA annual report 2023-24: a year of change, progress ... - Aveni

From balancing consumer protection, market integrity, and the UK's competitiveness in financial services and with new powers, a focus on innovation, and a ...

A word is worth a thousand pictures - the FCA's Annual Report

It tells us in words and numbers that the FCA takes its job seriously and is comfortable discussing this in public. It shows that the FCA is ...

Our Annual Report and Accounts 2023/24 | FCA

Our Annual Report and Accounts sets out our progress and key achievements over the past year.

Key takeaways from the FCA's Business Plan for 2023/24 | DWF Group

Preparing financial services for the future · Putting consumers' needs first · Reducing and preventing financial crime · Strengthening the UK's ...

FCA's 2023/2024 Annual Report: Authorisation and Beyond. - LinkedIn

The FCA's has just published its 2023/24 annual report highlighting the main achievements over the past year. It shows that there has been ...

FCA publishes enforcement trends data: Key Takeaways - Ashurst

The FCA published has its Annual Report for the period 1 April 2022 to 31 March 2023– including data relating to its recent enforcement ...

Key takeaways from the FCA's annual report

The FCA also relies on transaction reports to help identify insider trading and other forms of market abuse. The regulator said it had seen increasing numbers ...

The FCA's 2024/25 Business Plan Summary | ACA Group

The Business Plan reiterates the FCA's strategic themes of protecting consumers, ensuring market integrity, and fostering competition and innovation within the ...

FCA Annual Report 2022/23 – emerging trends in enforcement and ...

The Annual Report sets out the FCA's progress and key achievements during the past year. In addition, it provides valuable insight for firms ...

Our top ten enforcement takeaways from the FCA Business Plan ...

2. Financial crime. The FCA will focus on proactive assessment of firms' AML systems and controls, for firms deemed higher-risk, and continue ...

FCA publishes its 2022/23 Annual Report and Enforcement data

In 2022/23 the FCA opened 51 cases where it considered the use of its own initiative powers. By comparison in 2021/22 it opened only 35 and in ...

The results are in: Our top 10 enforcement insights from the FCA's ...

During 2022/23, the FCA imposed 24 financial penalties on firms and individuals – more than double the total in 2021/22. However, the overall ...

2023 Annual Report of the Farm Credit Administration

FCA ensures safe, sound, and affordable credit for U.S. agriculture and rural communities. T. The following are eligible, subject to certain requirements, for ...

The FCA and SEC Annual Reports—A Statistical Comparison

Key Points The SEC and the FCA each publish annual reports on their enforcement actions. Whilst enforcement data only shows a snapshot of ...

Financial Conduct Authority (FCA): The UK's Financial Regulator

Key Takeaways: · The Financial Conduct Authority (FCA) is responsible for the functioning of the U.K. financial markets. · The FCA aims to ensure honest and fair ...

The FCA and SEC Annual Reports – 2022 Comparison - Akin Gump

This stated focus has been borne out by the data: in 2021, the FCA issued over 1,400 alerts on its website relating to firms performing ...

UK FCA Report - Jones Day

THREE KEY TAKEAWAYS. 1. The manner in which asset management firms are governed and communicate their objectives and charges to investors is likely to change ...

Recent Developments for UK PLCs June Edition 2024

FCA Issues Reminders on Annual Reporting and LTIP Disclosure Requirements · Government and FCA Provide Update on Implementation of Sustainability ...