MFA Submits Comment Letter to the SEC on its Proposed Rules to ...

Comment Letters - Managed Funds Association

Explore MFA's Comment Letters addressing proposals, amendments, and regulations that shape the future of alternative asset management.

MFA Submits Supplemental Comment Letter to SEC on Proposed ...

MFA advises the SEC to revise the 10B-1 rule, shifting its focus from public disclosure to regulatory reporting.

MFA submits comment letter to SEC: Proposed outsourcing rule ...

Managed Funds Association (MFA) submitted a comment letter to the U.S. Securities and Exchange Commission (SEC) in response to its proposed rule regulating ...

July 21, 2023 - SEC.gov

3 These comments supplement the comment letters MFA and NAPFM previously submitted on each of the Proposals.4 We urge the Commission in its cost ...

MFA submits supplemental comment letter in response to SEC's ...

... comment letter to the US Securities and Exchange Commission (SEC) re-emphasising fundamental flaws with the proposed Private Fund Adviser rules. The MFA's ...

May 22, 2023 Via Electronic Mail: [email protected] Vanessa ...

MFA continues to advocate for these improvements to the Proposed Rules and reaffirms the points made in its initial comment letter. This ...

Comments on Proposed Rule: Amending the "Accredited Investor ...

[Release Nos. 33-10734, 34-87784; File No. S7-25-19] ; Meetings with SEC Officials. (Click here for submitted comments from the public) ; Aug. 6, 2020, Memorandum ...

MFA submits comment letter to the SEC on the short position and ...

MFA anticipates the proposal would impose significant costs, burdens, and risks on market participants, including risk of disclosure of ...

June 15, 2023 Via Electronic Submission Vanessa A. Countryman ...

Managed Funds Association (“MFA”)1 submits these comments to the Securities and. Exchange Commission (“Commission” or “SEC”) in response to the ...

SEC ESG-Related Disclosure - UN PRI

The Securities and Exchange Commission (SEC) finalized “The Enhancement and Standardization of Climate-Related Disclosures for Investors” rule on March 6, ...

Remitop submits comment letter on FINRA proposed SLATE Rules

Remitop submitted a comment letter to the U.S. Securities and Exchange Commission (“Commission” or “SEC”) regarding the Financial Industry ...

Cybersecurity Resource Center - Department of Financial Services

On March 1, 2017, the Department of Financial Services enacted a regulation establishing cybersecurity requirements for financial services companies, ...

EDGAR Next: How to navigate the SEC rule and requirements

On September 13, 2023, the SEC formally proposed the EDGAR Next initiative. Toppan Merrill submitted a robust comment letter, requesting ...

Further Definition of “As a Part of a Regular Business” in the ...

The Commission is adopting new Rules 3a5-4 and 3a44-2 under the Exchange Act to further define what it means to be engaged in the business of ...

Comments on Proposed Rule: Investment Adviser Advertisements

Submitted Comments. (Click here for meetings with SEC officials). Sep. 11, 2020, Mark D. Epley, Chief Legal Officer, Managed Funds Association ...

SEC's Plan to Expand Dealer Definition Set for Critical Vote, Law360

obligations, Sandoval urged the SEC in a comment letter to withdraw the proposal because he believes it could potentially harm the liquidity ...

MFA submits rulemaking petition on Rule 502 of Regulation D

Managed Funds Association (“MFA”) submitted a comment letter (the “Letter”) to the Securities and Exchange Commission (“SEC”) on January 6, ...

How to Submit Comments to the SEC | Investor.gov

The Securities and Exchange Commission ("SEC”) invites comments from the public on Proposed Rules, Concept Releases, Self-Regulatory Organization filings, ...

MANAGED FUNDS ASSOCIATION October 30, 2013 Office of the ...

("MFA") appreciates the opportunity to submit comments ... MFA supports the LSTA Letter's proposed regulatory framework for satisfying the broad.

Cboe Exchange, Inc.; Order Instituting Proceedings To Determine ...

The Commission has received three comment letters regarding the proposal. All three commenters expressed support for the proposal. Two ...