NFA issues guidance on annual CPO / CTA affirmation

NFA issues guidance on annual CPO / CTA affirmation | Perspectives

The NFA issued a notice reminding its members of the annual affirmation requirement for persons or entities claiming an exemption or exclusion from ...

NFA News Center - National Futures Association

Failure to affirm an active exemption from CPO or CTA registration will result in the exemption being withdrawn on March 1, 2024. For registered ...

NFA Reminds CPOs and CTAs of Annual Affirmation Requirements ...

NFA reminded applicable CPOs and CTAs of the obligation to affirm those exemptions before March 1, 2023, and also provided guidance on how to ...

CFTC and NFA Regulatory Reminders and Annual Overview for ...

Annual CPO and CTA Affirmation Window Is Open. The CFTC requires each entity or person claiming an exemption from CPO registration under CFTC ...

NFA News Center - National Futures Association

Failure to affirm an active exemption from CPO or CTA registration will result in the exemption being withdrawn on March 4, 2019. For registered CPOs or CTAs, ...

National Futures Association (NFA) Issues Guidance on Affirmation

The National Futures Association (NFA) issued guidance on the annual affirmation ... (CPO) or commodity trading advisor (CTA) registration. Any person claiming ...

NFA issues notice on annual affirmation of exemption or exclusion ...

NFA issues notice on annual affirmation of exemption or exclusion from CPO/CTA registration, warns about violating NFA Bylaw 1101, and informs ...

NFA Issues Guidance on Annual Affirmation Requirement for CPO ...

Commencing in 2012, each person or entity claiming an exemption from commodity pool operator (CPO) or commodity trading advisor (CTA) registration must annually ...

CFTC and NFA Regulatory Reminders and Annual Overview for ...

Failure to affirm an active exemption or exclusion from CPO or CTA registration will result in its withdrawal on March 2, 2023. NFA Self- ...

NFA Guidance on Annual Affirmation of CPO/CTA Exemption

NFA Guidance on Annual Affirmation of CPO/CTA Exemption ... The annual notice affirming the exemption or exclusion is due within 60 days of the ...

NFA Issues Guidance on Affirmation Process for CPO and ... - JD Supra

The National Futures Association (NFA) issued guidance on the annual affirmation requirement for persons operating under an exemption or exclusion from ...

Exempt CPOs and CTAs Must Affirm with NFA by End of February

The National Futures Association (NFA) published a reminder that commodity pool operators (CPOs) and commodity trading advisors (CTAs) claiming an exemption ...

Notices to Members - National Futures Association

Since exempt CPOs/CTAs have until February 29, 2024, to complete the affirmation process, NFA recognizes that it may be difficult for a Member ...

NFA Provides 2020 Guidance on Affirmation Obligations for CPO ...

The NFA provided guidance on annual affirmation obligations for commodity pool operators ("CPOs") / commodity trading advisors ("CTAs") that ...

NFA News Center - National Futures Association

This Annual Report is due within 90 days after the pool ceases trading, absent an extension. Calculation of Financial Ratios. CPO and CTA ...

NFA Issues Notice to Members on Annual Affirmation Requirement ...

NFA Issues Notice to Members on Annual Affirmation Requirement for CPO and CTA Exemptions ... Failure to affirm will result in the exemption being ...

CLIENT UPDATE

□ Until the NFA issues further guidance, NFA members ... relevant CPO or CTA being subject to requirements under Part 4 of the CFTC Regulations.

NFA Regulatory Requirements for FCMs, IBs, CPOs and CTAs

This guide is an overview of the regulatory requirements that apply to NFA FCM, IB,. CPO and CTA Members; it is not an in-depth discussion. Although the guide ...

NFA reminds exempt CPO/CTAs that they must annually affirm their ...

“Failure to affirm an active exemption from CPO or CTA registration will result in the exemption being withdrawn on March 2, 2018,” states the ...

New Year, New CPO/CTA Exemption Affirmations And CPO FinCEN ...

Happy New Year! As we kick off 2024, we note that the National Futures Association (NFA) published its annual Notice to Members with guidance on ...