New Guidance by SEC Underscores Commission's Continued ...

The SEC adopted final rules requiring public companies to report cybersecurity incidents that are determined to be material under Item 1.05 of Form 8-K.

Another Wave of SEC Settlements Underscore the Continued ...

As previously written,6 the SEC continues to focus on off-channel communications and has brought several waves of settlements against financial ...

The SEC Announces its 2025 Exam Priorities - O'Melveny

The Division will continue to prioritize review of investment advisers' adherence to their fiduciary standards, effectiveness of their ...

SEC Collects $390 Million in Latest Crackdown on 'Off-Channel ...

In the latest installment of its ongoing “off-channel” communications sweep, on Aug. 14, 2024, the Securities and Exchange Commission ...

Trio of SEC Enforcement Actions Underscores Importance of Internal ...

In the past few weeks, the Securities and Exchange Commission (“SEC”) has announced three settled enforcement actions alleging violations of ...

SEC's Focus on Whistleblower Protection Practices Continues

On September 9, 2024, the U.S. Securities and Exchange Commission (SEC) announced that it settled charges against seven public companies for ...

SEC Underscores ESG Disclosure and Compliance Priorities

While the SEC continues to seek consensus on the standard for ESG disclosures, its enforcement efforts on the topic are moving forward. For example, as ...

SEC Adopts Rules to Enhance and Standardize Climate-Related ...

The Securities and Exchange Commission today adopted rules to enhance and standardize climate-related disclosures by public companies and in public offerings.

SEC Enforcement Updates – Post-PFAR Developments

Last week brought Securities and Exchange Commission (“SEC”) enforcement developments that, in our view, demonstrate the SEC's interest in ...

SEC's New Rules on Valuation and Fairness Opinions

The Securities and Exchange ... SEC's New Rules on Valuation and Fairness Opinions: Ensuring Transparency in Private Equity Continuation Funds. Nov 13, 2023 ...

Debevoise Digest: Securities Law Synopsis – April 2024

The SEC further noted that the stay does not encompass “any other Commission rules or guidance,” referring specifically to the Guidance ...

Navigating AI-Related Disclosure Challenges: Securities Filing, SEC ...

These enforcement actions follow numerous statements by the SEC chair and the director of the Division of Enforcement about the importance of ...

SEC Adopts Landmark Climate Disclosure Rules - Holland & Knight

The Securities and Exchange Commission on March 6, 2024, adopted a new slate of standardized climate-related disclosure rules for public ...

The SEC Adopts New Rules Regarding SPACs, Shell Companies ...

On January 24, 2024, the Securities and Exchange Commission (the “SEC”) adopted some of the previously proposed rules as final rules in a ...

SEC Stays Climate Disclosure Rule | 04 - Debevoise & Plimpton LLP

On April 4, 2024, the Securities and Exchange Commission (the “SEC”) stayed The Enhancement and Standardization of Climate-Related Disclosures for Investors ( ...

SEC Updates Non-GAAP Financial Measures Guidance - Jones Day

The Situation: On December 13, 2022, the Division of Corporation Finance of the Securities and Exchange Commission (the "SEC") released new and ...

SEC Enforcement Targets Anti-Whistleblower Practices in Financial ...

The message from the SEC is clear: it will continue to enforce Rule 21F-17 with respect to public companies, private companies, broker-dealers, ...

Policy Statement: The Establishment and Improvement of Standards ...

Various provisions of the securities laws authorize the Commission to require the filing of financial statements audited by independent ...

The SEC's Continued Focus on Cybersecurity Enforcement

The First American case signals the SEC Enforcement Division's continued spotlight on cybersecurity issues and underscores the need for issuers ...

Final Rule: Cybersecurity Risk Management, Strategy, Governance ...

SUMMARY: The Securities and Exchange Commission (“Commission”) is adopting new rules ... will incur one-time and ongoing costs to fulfill the new ...