New SEC RILA Rules

Final rule: Registration for Index-Linked Annuities and Registered ...

filing and fee-payment rules, and the amendments addressing materially misleading RILA sales ... requirements of Section. 101(b) Division AA ...

New SEC RILA Rules: Implementation Issues and Practical ...

The new rules provide clarity in some areas and resolve certain open issues, but important strategic questions remain.

SEC Adopts Tailored Registration Form for Offerings of Registered ...

With RILAs, investor returns are based in part on the performance of an index or other benchmark over a set timeframe, subject to limits on ...

A Sea Change in RILA Regulation: Navigating the New Waters

The SEC has amended rule 498A under the Securities Act of 1933. (Securities Act), the variable annuity “summary prospectus” rule, to allow ...

SEC Adopts Significant Form and Rule Amendments for the ...

The final rule will require issuers of RILAs and MVAs to register offerings on an amended Form N-4, the form currently used to register most variable annuities.

SEC Adopts New Requirements for Registered Index-Linked ...

Issuers may update RILA and MVA Annuity registration statements by filing post- ef f ective amendments under Rule 485 with automatic ...

Up, Up, and Away for RILA Regulation: SEC Adopts Long-Awaited ...

On July 1, 2024, pursuant to congressional mandate, the SEC adopted a new registration framework for registered index-linked annuities ...

Registration for Index-Linked Annuities and Registered Market ...

The Securities and Exchange Commission (Commission) is adopting rule and form amendments to provide a tailored form to register the offerings of registered ...

RILA Re-Form: Statement on Registration for Index-Linked Annuities ...

[10] Comment Letter from Ova Datop at 1 (Oct. 25, 2023) (“ The SEC will require an illustration of a RILA with a 5% cap and a 10% buffer. Caps ...

SEC to Let Insurers Register RILAs on a Simpler Form - ThinkAdvisor

The new SEC rule means that issuers of RILAs and MVA contracts can create new products using the same relatively short SEC Form N-4 that issuers of traditional ...

SEC Finalizes Changes for Certain Registered Annuities

On July 1, 2024, the SEC issued a final rule updating registration, disclosure, and advertising requirements for registered index-linked ...

RILA MODERNIZATION - Mayer Brown

The RILA Act requires the SEC to adopt a new registration form for RILAs, ... AMENDMENTS TO SECURITIES ACT RULES. Currently, Rules 480, 481, 483 ...

SEC updates annuity disclosure rules for RILAs, MVAs

According to IRI, the framework that the SEC had heretofore been using required RILAs and other new insured retirement products to be registered ...

Bill to kill SEC's RILA registration system puzzles many, faces little ...

A Republican Congressman's bill to kill the SEC's new registration system for index-linked (RILA) and market value adjustment annuities (MVA) perplexed ...

SEC Unveils New Rules for Annuity Disclosures - Quest CE

SEC announces new rules for annuity disclosures ... These changes are particularly significant given the rapid growth of the RILA market.

SEC finalizes rule altering registration of index-linked annuities

House lawmakers advanced a bill out of committee in July 2022 to create a new RILA form, after they expressed concern that the default ...

Bill Could Kill SEC's New Index-Linked Annuity Registration Rule

What it means: Annuity issuers have been lobbying the SEC for years to create a new registration process for RILA contracts, to eliminate the ...

Reflecting on RILA Summer - ACLI Impact

With the new rule, the SEC split the type of product registration 'down symmetrical lines' and did not offer this tailored approach to ...

SEC Adopts Tailored Registration Form for Offerings of RILA and ...

The SEC has recently adopted tailored disclosure requirements and offering processes for registered index-linked annuities (RILAs) and registered market value ...

SEC CREATES TAILORED REGISTRATION FORM FOR POPULAR ...

The SEC's rule amends Form N-4, which is currently used by most variable annuity separate accounts, to require issuers to register RILAs and contracts.