- Primer on DOL Fiduciary Standards🔍
- Everything You Need to Know About the DOL Fiduciary Rule🔍
- The DOL Fiduciary Adviser Definition🔍
- Your Primer on the DOL's Fiduciary Rule Proposal🔍
- Department of Labor Releases Final Investment Advice Fiduciary Rule🔍
- 8 Important Changes in DOL's Final Fiduciary Rule🔍
- New Fiduciary Suits🔍
- Meeting Your Fiduciary Responsibilities after the DOL Fiduciary Rule🔍
Primer on DOL Fiduciary Standards
Primer on DOL Fiduciary Standards: Impact & Outlook - AAF
Fiduciary standards legally bind an adviser to act in a client's best interest. This paper provides background on the regulation and its purpose ...
Everything You Need to Know About the DOL Fiduciary Rule
The Fiduciary Ruling was brought into effect to protect the interests of clients versus the financial interests of their brokers and advisors. This led to lower ...
The DOL Fiduciary Adviser Definition: A Primer on What It Means for ...
In fact, 401(k) plans did not exist at the time the Department of Labor (DOL) published its ERISA fiduciary rules governing retirement ...
Your Primer on the DOL's Fiduciary Rule Proposal - Fi360
It seeks to expand what constitutes retirement advice and therefore subject to a fiduciary standard of care and under the purview of Department ...
Department of Labor Releases Final Investment Advice Fiduciary Rule
On April 23, the Department of Labor (DOL) released its final Retirement Security Rule—also called the Fiduciary Rule—that it said will “protect ...
8 Important Changes in DOL's Final Fiduciary Rule - ASPPA
The Department of Labor (DOL) released the Retirement Security Rule, informally known as the fiduciary rule, to great fanfare on ...
New Fiduciary Suits, TDF Demographics and a Prudent Process ...
A recent decision reminds us that in 2013, the Department of Labor (DOL) provided guidance on TDF fund selection, noting that fiduciaries should ...
Meeting Your Fiduciary Responsibilities after the DOL Fiduciary Rule
According to the DOL's Meeting Your Fiduciary Responsibilities any individual who uses “discretion in administering and managing a plan or controlling the ...
What's all this about a Fiduciary Rule? Here's a plain-English primer ...
It is intended to require the companies and agents who manage your retirement accounts to act as your fiduciary (that is, essentially, to manage ...
Retirement Security Rule: Definition of an Investment Advice Fiduciary
The Department of Labor (Department) is adopting a final rule defining when a person renders "investment advice for a fee or other ...
DOL faces uphill climb with new fiduciary standard rule proposal
The Department of Labor on Oct. 31 unveiled a new rule proposal to amend the definition of the term "fiduciary" and require rollover advice ...
Regulating Advice Markets - U.S. Department of Labor
... Department issued its 1975 regulation, the retirement savings market has changed profoundly. Individuals, rather than large employers and professional money ...
Department of Labor's 2016 Fiduciary Rule: Background and Issues
Thus, redefining the term investment advice could affect who is subject to this fiduciary standard. With the 2016 rule, DOL broadened the term's ...
What plan sponsors should know about DOL's final fiduciary rule
A new Department of Labor (DOL) regulation expands the scope of fiduciary investment advice under ERISA.
Department of Labor Guidance and Regulations on Selecting ...
The fiduciary standards in the Employee Retirement. Income Security ... The DOL rule said that the evaluation of an investment by a ...
On April 23, the U.S. Department of Labor (DOL) published the “Retirement Security Rule: Definition of an Investment Advice Fiduciary,” which makes changes ...
Department of Labor's 2016 Fiduciary Rule: Background and Issues
The suitability standard is a lower standard than a fiduciary standard. Under DOL's 2016 regulation, brokers and dealers are generally ...
ERISA | U.S. Department of Labor
Provides publications and other materials to assist employers and employee benefit plan practitioners in understanding and complying with the requirements of ...
DOL's Proposed Fiduciary Rule: Not in the Best Interest of Investors
DOL first proposed a fiduciary regulation back in 2010. That proposal set new definitions for when an adviser was considered to be giving ...
DOL Sends Fiduciary Rule to Office of Management and Budget
The Office of Management and Budget (OMB) received the fiduciary rule, listed as Retirement Security Rule: Definition of an Investment Advice Fiduciary, from ...