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Private Fund Advisers


Private Fund Advisers - SEC.gov

This guide was prepared by the staff of the US Securities and Exchange Commission as a “small entity compliance guide” under Section 212 of the Small Business ...

Private Funds - SEC.gov

Private fund advisers are generally investment advisers that are required to register with the SEC or applicable state securities regulators as ...

5th Circuit Strikes Down Private Fund Adviser Rules

On June 5, 2024, the United States Court of Appeals for the Fifth Circuit (Fifth Circuit) vacated new rules applicable to advisers to ...

A Practical Guide to Interpreting the New SEC Private Fund Adviser ...

Our reference guide to the SEC's new Private Fund Adviser Rules includes a detailed summary of the new requirements (along with commentary ...

Private Fund Advisers, Breathe Easier: Fifth Circuit Vacates Private ...

The New Orleans-based U.S. Court of Appeals for the Fifth Circuit vacated the new private fund rules adopted by the SEC in August 2023, ...

Private fund adviser rules vacated: Key takeaways - DLA Piper

While technical compliance with the Private Fund Rules is no longer required, advisers and their dealings with private fund clients continue to ...

Understanding the SEC's Private Fund Adviser Rules - Carta

The rules require advisers to provide investors with standardized quarterly statements, and prescribe the way they report adviser compensation, ...

Fifth Circuit Banishes SEC Private Fund Adviser Rules to a Galaxy ...

The Fifth Circuit unanimously vacated the SEC's private fund adviser rules, holding that the SEC did not have the authority to promulgate ...

The SEC's Private Fund Adviser Rules: Exploring The - Dechert LLP

The Final Rules have five main components: the “Quarterly Statements Rule,” “Audit Rule,” “Adviser-Led Secondaries Rule,” “Restricted Activities Rule,” and “ ...

Summary of the SEC's Private Fund Adviser Rules | Winston & Strawn

This Client Alert summarizes the new obligations and the prohibitions that apply to private fund advisers under the new rules and amendments.

SEC Private Fund Advisers Rule | Institutional Limited Partners ...

The rule was first proposed in February 2022, ILPA has steadily engaged with our members, the SEC and other industry participants on the rule and its potential ...

Private Fund Advisers; Documentation of Registered Investment ...

The rules are designed to protect investors who directly or indirectly invest in private funds by increasing visibility into certain practices.

Rule - United States Court of Appeals for the Fifth Circuit

The Advisers Act recognizes a fiduciary duty between an investment adviser and his client. 15 U.S.C. § 80b-6. In the private fund context, that.

The New Private Fund Rules: What Now for VC Fund Advisers and ...

Some of the new rules apply to all private fund advisers, including venture capital fund advisers (VC Fund Advisers) and other exempt reporting advisers (ERAs).

The Lawsuit Against a New SEC Rule Could Harm Investor ...

The private fund advisers rule will help prevent fraud and provide essential information to investors ... Investment funds receive money from ...

SEC Adopts New Rules for Private Fund Advisers - Arnold & Porter

The Securities and Exchange Commission (SEC) adopted rules that will dramatically expand the compliance and operational obligations of private fund advisers.

SEC Adopts Significant Rule Changes for Private Fund Advisers

This alert outlines the new obligations for advisers to venture capital and private equity funds, including funds of funds.

The SEC's New Private Fund Adviser Rules: A Guide to Compliance

The Guide to Compliance summarizes the scope of the new rules on private fund advisers, the investors in their funds, and the private funds ...

Demystifying the Private Fund Adviser Rules - ACA Group

The new rules impose the following requirements applicable to registered investment advisers to private funds.

SEC Private Funds Rule I Deloitte US

Deloitte's report explores the Securities and Exchange Commission's new rules for private fund advisers, their near-term impacts, and how organizations can ...


Godrej Fund Management

Company

Apax Partners

Private equity company https://encrypted-tbn0.gstatic.com/images?q=tbn:ANd9GcRSvseOylQm9kBhRGJg46tnrh8TnWoPc856N82mpt1ETxR8r0WC

Apax Partners LLP is a British private equity firm, headquartered in London, England. The company also operates out of six other offices in New York, Hong Kong, Mumbai, Tel Aviv, Munich and Shanghai.

IFM Investors

Investment company https://encrypted-tbn1.gstatic.com/images?q=tbn:ANd9GcRNtK_lKUR-VzUkWXO6LlsWu0L6MxTZ1FBaYuFK0pd1q3GkanMp

IFM Investors is a provider of investment services, headquartered in Melbourne, Australia. As of 27 April 2023, IFM Investors invests on behalf of more than 640 institutions worldwide, including pension, superannuation and sovereign wealth funds, universities, insurers, endowment funds and foundations.

GAM

Asset management company

GAM Investments is an independent, pure play asset management group headquartered in Zurich. The Group sells to a wide range of client segments such as institutions, wholesale intermediaries, financial advisers, and private investors.

CVC Capital Partners

Private equity company https://encrypted-tbn0.gstatic.com/images?q=tbn:ANd9GcSt-BsCBNn45V63NN-CIOXR1EKpZgcUyAoFGcQMNm0YnxvJTEaZ

CVC Capital Partners plc is a Jersey-based private equity and investment advisory firm with approximately €186 billion of assets under management and approximately €157 billion in secured commitments since inception across American, European, and Asian private equity, secondaries, credit funds and infrastructure.

Hg

Private equity company

Hg is a private equity firm targeting technology buyouts primarily in Europe and the US. Hg focuses on investments in technology and services sectors.